Prognosis of oesophageal and gastro-oesophageal junctional cancer

ABSTRACT

The present invention relates to a method of aiding in the prognosis of a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of: (a) providing a sample from the subject, (b) determining the expression level of biomarkers TRIM44 and SIRT2 in said sample, and either (i) determining the expression level of biomarker PAPPS2 in said sample; or (ii) determining the expression level of biomarkers WT1 and EGFR in said sample; (c) comparing the expression level of each of said biomarkers to a corresponding reference standard, (d) determining the biomarkers of (b) whose expression is dysregulated compared to the reference standard, (e) inferring from the dysregulated biomarkers identified in (d) the prognosis of 5-year survival, wherein the greater the number of said biomarkers which are dysregulated, the greater the reduction in prognosis of 5-year survival. The invention also relates to kits, uses and devices.

RELATED APPLICATIONS

This application is a Continuation of U.S. application Ser. No. 13/636,958 filed Mar. 24, 2011 as a National Stage Application of PCT/GB11/00424, filed Sep. 24, 2011, which claims the benefit of Application GB 1005048.2, filed Mar. 24, 2010, each of which is incorporated fully herein by reference for all purposes.

FIELD OF THE INVENTION

The present invention relates to the provision of a practical and reliable method or kit to aid in the prognosis of oesophageal and gastro-oesophageal junctional (GOJ) adenocarcinoma.

BACKGROUND TO THE INVENTION

The incidence of oesophageal and gastro-oesophageal junctional (GOJ) adenocarcinoma has increased 6 fold in the last 30 years, making to it the commonest esophageal malignancy in the western world¹. Unfortunately five year survival remains less than 8% for all patients diagnosed¹ and only 18-23% for patients undergoing surgery². It is staged using the internationally recognized TNM system³, although this has limited ability to stratify patients according to their likely outcome. While patients with advanced stage tumors clearly do worse than those with earlier disease, most patients present late (T3N1) and even within this group there are wide variations in survival. The highly invasive nature of esophageal surgery and the toxic nature of neoadjuvant regimes make it important to find better ways to select treatment. Complex management decisions require more accurate prognostic information. In other epithelial tumors molecular signatures have proven to be prognostic. In breast cancer gene signatures have been shown to predict survival^(4, 5) and response to chemotherapy⁶ with good external validation^(7, 8). In general while the breast cancer prognostic signatures have been well validated the same is not true of most molecular predictors of outcome. No molecular signatures have been incorporated into formal TNM staging, though some have gained a place in national cancer guidelines⁹. It has been proposed that a biomarker of prognosis should be sensitive, specific, cost effective, fast, robust against variability and better than current clinical parameters¹⁰. The US FDA and National Institute of Standards and Technology (NIST) have proposed five steps of biomarker validation; preclinical exploration, clinical assay and validation, retrospective longitudinal validation, prospective validation and demonstration of benefits in cancer outcomes^(11, 12). Other reviews looking at predictors of outcome have reiterated the need for external validation and the development of a test that has general clinical applicability¹³⁻¹⁶, while the REMARK guidelines suggested the requirements for reporting prognostic biomarker studies¹⁷.

While work continues to better stratify oesophageal and GOJ adenocarcinomas by more detailed characterization of clinical and pathological features^(18, 20), there remains a need in the art to prepare a robust and practical method and kit to aid in the prognosis of oesophageal and GOJ adenocarcinomas

SUMMARY OF THE INVENTION

In one aspect the invention relates to a method of aiding in the prognosis of a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a sample from the subject,     -   (b) determining the expression level of biomarkers TRIM44 and         SIRT2 in said sample, and either         -   (i) determining the expression level of biomarker PAPPS2 in             said sample; or         -   (ii) determining the expression level of biomarkers WT1 and             EGFR in said sample;     -   (c) comparing the expression level of each of said biomarkers to         a corresponding reference standard,     -   (d) determining the biomarkers of (b) whose expression is         dysregulated compared to the reference standard,     -   (e) inferring from the dysregulated biomarkers identified in (d)         the prognosis of 5-year survival, wherein the greater the number         of said biomarkers which are dysregulated, the greater the         reduction in prognosis of 5-year survival.

In another aspect, the invention relates to a method as described above, wherein step (b) further comprises determining the expression level of biomarker DCK. In another aspect, the invention relates to a method as described above, wherein step (b) comprises determining the expression level of each of TRIM44 and SIRT2 and PAPPS2 and DCK. This combination of markers has the advantage of providing a very simple readout. Each of these markers provides a binary readout.

In another aspect, the invention relates to a method as described above, wherein step (b) comprises determining the expression level of each of TRIM44 and SIRT2 and WT1 and EGFR. This combination of markers has the advantage of providing a robust separation of patients into each of the 4 main prognostic outcomes. In addition this combination of markers lends itself to statistical analysis. This combination of markers can be advantageous to use in inferring survival time. In another aspect the invention relates to a method as described above wherein step (b) comprises determining the expression level of each of TRIM44 and SIRT2 and PAPPS2 and WT1 and EGFR. This has the advantage of combining the most informative markers into a single readout.

In another aspect the invention relates to a method as described above wherein step (b) further comprises determining the expression level of biomarker MTMR9. In another aspect the invention relates to a method as described above wherein step (b) further comprises determining the expression level of biomarker NEIL2. In another aspect the invention relates to a method as described above wherein step (b) comprises determining the expression level of each of TRIM44 and SIRT2 and PAPPS2 and WT1 and EGFR and DCK and MTMR9 and NEIL2.

Suitably the expression level of the biomarkers is determined by measuring the quantity of protein present. Suitably the determination is done by immunohistochemistry.

Suitably the biological sample from the subject comprises tumour tissue.

In another aspect, the invention relates to a kit comprising reagents for determining the expression level of each of the biomarkers as defined in any of the methods described above in a biological sample.

In another aspect, the invention relates to use for applications relating to prognosis of adenocarcinoma, of a material which recognizes, binds to or has affinity for certain polypeptides, or a fragment, variant or mutant thereof, wherein the polypeptides are as defined in any of the methods described above. Suitably said use is use of a combination of materials, each of which respectively recognises, binds to or has affinity for one or more of said polypeptide(s), or a fragment, variant or mutant thereof.

In another aspect, the invention relates to an assay device for use in the prognosis of adenocarcinoma, which comprises a solid substrate having a location containing a material, which recognises, binds to or has affinity for certain polypeptides, or a fragment, variant or mutant thereof, wherein the polypeptides are as defined in any of the methods described above. The invention also relates to a method of aiding in the prognosis of a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a sample from the subject,     -   (b) determining the expression level of biomarkers TRIM44,         PAPSS2 and SIRT2 in said sample,     -   (c) comparing the expression level of each of said biomarkers to         a corresponding reference standard,     -   (d) determining the number of biomarkers of (b) whose expression         is dysregulated compared to the reference standard,     -   (e) wherein the greater the number of said biomarkers which are         dysregulated, the greater the reduction in prognosis of 5-year         survival.\

Suitably the group of biomarkers of (b) further comprises biomarker DC.

Suitably if none of the four biomarkers is dysregulated, then the prognosis is a 58% probability that the subject will survive for more than 5 years. Suitably the expressiqn level of the biomarkers is determined by measuring the quantity of protein present. Suitably the determination is done by immunohistochemistry.

Suitably the expression level of the biomarkers is determined by the quantity of RNA present. Suitably the determination is done by RT-PCR. Suitably the primers used are selected from the group consisting of SEQ. ID. NO.s 1-16.

Suitably the method further comprises determining the expression level of one or more biomarkers selected from the group consisting of ADCY9, C5AR1, UBE2D2, MNT, PLK1 and NEU4.

Suitably the method further comprises determining the expression level of one or more biomarkers selected from the group consisting of NEDD9(HEF1), UNC93B1, LPHN3, EFCBP1, TSPAN5, TREM2, ITGB6, ARTS-1, TCF15 and FGD2.

Suitably the biological sample from the subject comprises tumor tissue.

In another aspect, the invention relates to a kit comprising reagents for determining the expression level of biomarkers TRIM44, PAPSS2 and SIRT2 in a biological sample. Suitably the kit further comprises reagents for determining the expression level of biomarker DCK in a biological sample. Suitably the kit further comprises reagents for determining the expression level of at least one biomarker selected from the group consisting of ADCY9, C5AR1, UBE2D2, MNT, PLK1 and NEU4. Suitably the kit further comprises reagents for determining the expression level of at least one biomarker selected from the group consisting of NEDD9(HEF1), UNC93B1, LPHN3, EFCBP1, TSPAN5, TREM2, ITGB6, ARTS-1, TCF15 and FGD2.

In another aspect, the invention relates to use for applications relating to prognosis of adenocarcinoma, of a material which recognizes, binds to or has affinity for a polypeptide, or a fragment, variant or mutant thereof, wherein the polypeptide is selected from TRIM44, PAPSS2, SIRT2 and DCK.

In another aspect, the invention relates to use as described above of a combination of materials, each of which respectively recognises, binds to or has affinity for one or more of said polypeptide(s), or a fragment, variant or mutant thereof. Suitably the or each material is an antibody or antibody chip. Suitably the material is an antibody with specificity for one or more of said polypeptide(s), or a fragment, variant or mutant thereof.

In another aspect, the invention relates to an assay device for use in the prognosis of adenocarcinoma, which comprises a solid substrate having a location containing a material, which recognises, binds to or has affinity for a polypeptide, or a fragment, variant or mutant thereof, wherein the polypeptide is selected from TRIM44, PAPSS2, SIRT2 and DCK.

Suitably the solid substrate has a plurality of locations each respectively containing a material which recognises, binds to or has affinity for a polypeptide, or a fragment, variant or mutant thereof, wherein the polypeptide is selected from TRIM44, PAPSS2, SIRT2 and DCK.

Suitably the material is an antibody or antibody chip.

Suitably the assay device as described above has a unique addressable location for each antibody, thereby to permit an assay readout for each individual polypeptide or for any combination of polypeptides.

Suitably the assay device as described above includes an antibody to a polypeptide wherein the polypeptide is selected from TRIM44, PAPSS2, SIRT2 and DCK.

In another aspect, the invention relates to a kit for use in the prognosis of adenocarcinoma, comprising an assay device as described above, and means for detecting the amount of one or more of the polypeptides in a sample taken from a subject.

In another aspect, the invention relates to a kit for use in the prognosis of adenocarcinoma, said kit comprising one or more primers selected from the group consisting of SEQ. ID. NO.s 1-16. In another aspect, the invention relates to a method of providing a prognosis of 5-year survival in a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a biological sample from the subject,     -   (b) determining the expression level of biomarker TRIM44 in said         sample,     -   (c) comparing the expression level of said biomarker to a         reference standard,     -   (d) determining that if the expression of said TRIM44 biomarker         is dysregulated, then the prognosis of survival is reduced.         Suitably the expression level of the TRIM44 biomarker is         determined by measuring the quantity of protein present.         Suitably determination is done by immunohistochemistry.

DESCRIPTION OF THE DRAWINGS

The invention will now be described in relation to the drawings in which:

FIG. 1—Heatmaps of gene expression associated with a) survival and b) the number of involved lymph nodes with the corresponding histograms of Pearson's correlation coefficients. On the heatmaps samples are ranked on the y axis in order of a) increasing survival and b) increasing number of involved lymph nodes whilst the genes associated with this feature are ranked along the x axis. The blue bars on the histograms represent the distribution of the data and the red lines represents the distribution expected from the Monte Carlo Simulation.

FIG. 2—Examples 0, 1+, 2+ and 3+ scoring from immunohistochemistry staining of TMAs for DCK, PAPSS2, SIRT2, and TRIM44.

FIG. 3—Kaplan-Meier plots of survival comparing internal validation patients with dysregulation and no dysregulation of a) TRIM44 (X² _(LR=)3.35, 1 d.f., P=0.063), b) PAPSS2 (X² _(LR)=12.11, 1 d.f., P=0.001), c) SIRT2 (X² _(LR)=3.97, 1 d.f., P=0.046), d) UBE2D2 (P=0.103), and e) DCK (X² _(LR)=4.46, 1 d.f., P=0.035). Crosses represents censored data, P-values calculated using the log rank (Mantel-Cox) test).

FIG. 4—Kaplan-Meier plots of survival comparing outcomes for patients with none of the four genes dysregulated and those with any of the four genes dysregulated for a) the complete external validation dataset (X² _(LR)=10.33, 1 d.f., p=0.001), b) external validation set patients who were chemotherapy naïve (X² _(LR)=4.31, 1 d.f., p=0.038), and c) external validation set patients who had received neoadjuvant chemotherapy(X² _(LR)=4.55, 1 d.f., p=0.033). Crosses represents censored data, p-values calculated using the log rank (Mantel-Cox) test.

FIG. 5—Kaplan-Meier plots of survival comparing external validation patients with dysregulation and no dysregulation of a) DCK (X² _(LR)=0.038, 1 d.f., P=0.85), b) PAPSS2 (X² _(LR)=1.91, 1 d.f., P=0.17), c) SIRT2 (X² _(LR)=1.97, 1 d.f., P=0.16), and d) TRIM44 (X² _(LR)=6.86, 1 d.f., P=0.009). Crosses represents censored data, P-values calculated using the log rank (Mantel-Cox) test.

FIG. 6—Kaplan-Meier plots of survival comparing external validation patients staged T3N1 with none of the four genes dysregulated and those with any of the four genes dysregulated (X² _(LR)=9.07, 1 d.f., P=0.003). Crosses represents censored data, P-values calculated using the log rank (Mantel-Cox) test.

FIG. 7 shows Kaplan-Meier survival curves.

FIG. 8 A) Frequency of all significant gains and losses (>5% of samples). Bars above x-axis denote copy number gains and bars below x-axis indicate copy number losses. Chromosomal boundaries are denoted by vertical lines and chromosomes are represented along the x-axis. The loci most frequently gained (>20% of samples) and lost (>10% of samples), as well as novel loci (asterisked), are annotated. Sex chromosomes were excluded in our analysis and hence not shown. B) Correlation between recurrent aberrations and survival: Breakdown of samples having different numbers of aberrations based on 28 common regions identified, and C) Kaplan-Meier plot of OAC patients grouped according to the number of common regions of aberrations involved per sample.

FIG. 9 Detailed region mapping analysis using data from SNP array (Human May 2004 assembly (hg17)): A) Six samples known from aCGH to have genomic gains at locus 8p23.1 (10.58-11.78 Mb) encompassing two validated genes based on integrated analysis of aCGH and gene expression profiling data: MTMR9 and NEIL2. Bars denote 2-4 copies of genes; and B) Five samples known from aCGH to have genomic losses at locus 9p21.3 (22.00-22.50 Mb). Bars denote 0-1 copies of genes. Dashed box highlights the region involving the most overlap between samples.

FIG. 10 A) Scatter plot shows correlation between DNA copy number changes and gene expression levels of individual genes within regions with genomic gains/losses (listed in tables 1A/B). Open circles represent genes within common regions of gains and filled circles represent genes within common regions of losses. 4 genes that fulfilled the most stringent criteria (log₂ ratios >0.32 and expression fold-change >6.5): EGFR, WT1, NEIL2 and MTMR9, were brought forward for validation. B) Box plots show patterns of gene expression levels of each selected gene (EGFR, WT1, NEIL2 and MTMR) in all OAC samples, showing statistically significant differences between samples having genomic gains/amplifications and those without (t-test p<0.005).

FIG. 11 Validation of 9p21.3 HD on a representative OAC sample: A) Schematic illustration of the 9p21.3 region depicts relative genomic positions of genes within the potential HD region (boxed) and flanking genes. B) A representative gel image illustrating nested-multiplex PCR analysis on microdissected DNA showing deletion of p 16/CDKN2A. STS marker for AQP3 was used as a control alongside the markers for genes of interest (GOI: IFNA, P16/CDKN2A, DMRTA1 and TUSC1). C) A representative image (100× magnification) of FISH on tumor touch-imprints to confirm HD of p16/CDKN2A. Categories of nuclei included: 2 paired yellow and magenta signals (2Y2M); 1 yellow and 2 green signals (1Y2M); paired magenta signals (0Y2M); 1 magenta signal (0Y1M); others. D) Graph illustrates quantitative analysis of FISH assays based on 100 nuclei counted per sample. The proportions of nuclei are quoted in percentage in parentheses and the types of nuclei are marked along the x-axis. The lack of yellow signals indicates loss of p16/CDKN2A. Note: Genes of interest (GOI); Aquaporin 3 (AQP3) control gene.

FIG. 12 Validation of genomic gains and protein over-expression involving EGFR, WT1, NEIL2 and MTMR9: A) FISH images on tumor touch-imprints showing interphase nuclei with gene amplifications: BACs containing genes of interest were shown yellow and centromeric controls were magenta (1000× magnification). B) Representative IHC images from tumors without genomic amplifications (top panel, 100× magnification) and from tumors with genomic amplifications and over-expression (middle and bottom panels: magnifications at 100× and 400× respectively).

FIG. 13 A) Kaplan-Meier plots of OAC patients on independent datasets (n=371) to show individual prognostic relevance of 4 validated gene targets. B) Kaplan-Meier plot of OAC patients from independent datasets showing stratification of patient survival according to differential expressions of the 4 genes (EGFR, WT1, NEIL2 and MTMR9), based on IHC scores (p=0.008). C) Analysis following K-means unsupervised clustering of aCGH data: Kaplan-Meier plot of 56 OAC patients. Graph shows survival when samples in K-means cluster 1 (n=18) were compared to the remaining samples in clusters 2, 3, 4 and 5 combined. Cluster 1 had a significantly worse prognosis (median survival 1.37 years; p=0.015, HR=1.802, 95% C1=1.141-3.397). D) Independent validation of prognostic significance of 16 aCGH clones: Kaplan-Meier plot of OAC patients obtained from the Nancarrow et. al dataset illustrates the ability of these genes to stratify patients into good and poor survival groups, despite limited by the small sample size (p=0.098).

DETAILED DESCRIPTION OF THE INVENTION

The present invention regards the provision of a method or kit to aid in prognosis of oesophageal and GOJ adenocarcinomas.

It is known in the art that the prognostic result depends on many factors, all of which vary from patient to patient. Thus the prognostic outcome of the method or kit according to the invention may be combined with other tests in order to improve prognostic predictions. The present invention provides for the aiding of prognosis.

Said method or kit to aid in said prognosis relies on analysing the expression level of a specific set of biomarkers. Together these markers form a prognostic signature which advantageously aids prediction of the prognosis for the subject.

Within the context of the present invention the term biomarker should be understood to refer to a gene product such as a mRNA or a polypeptide or some other indicator of expression of the marker. The gene product may be post-translationally modified, for example glycolysated, fully folded protein or may be a polypeptide precursor or other suitable molecule. The important point is that the molecule which is assayed should be indicative of expression of the gene product and not merely the presence of the genomic nucleotide sequence which will of course be present in the majority of cells of the subject of interest regardless of its expression state. Naturally the context may provide more detail if particular embodiments are envisaged (for example the term “gene biomarker” implies a nucleic acid form of the marker such as an mRNA.) Within the context of the present invention, said biomarkers will be conventionally denoted by the name of the human protein.

The sequences of each of the biomarkers of the present invention are known in the art and have accession numbers that allow a person skilled in the art to access the relevant information. Information can be accessed from internet sites hosted by organizations such as the National Institutes of Health, National Center for Biotechnology Information.

Table 1, which is found in the annex, lists some preferred biomarkers according to the present invention with their accession numbers.

One aspect of the invention is a method of aiding a prognosis of survival in a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a biological sample from the subject,     -   (b) determining the expression level of biomarkers TRIM44,         PAPSS2 and SIRT2 in said sample,     -   (c) comparing the expression level of said biomarkers to a         reference standard, (d) determining that if the expression of at         least one of said biomarkers is dysregulated, then the prognosis         of survival will be reduced.

In another aspect the invention provides a method of aiding in the prognosis of a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a sample from the subject,     -   (b) determining the expression level of biomarkers TRIM44,         PAPSS2 and SIRT2 in said sample,     -   (c) comparing the expression level of each of said biomarkers to         a corresponding reference standard,     -   (d) determining the number of biomarkers of (b) whose expression         is dysregulated compared to the reference standard,     -   wherein the greater the number of said biomarkers which are         dysregulated, the greater the reduction in prognosis of 5-year         survival.

The sample is suitably any biological sample which may contain cells from the lesion such as the adenocarcinoma under investigation. The sample is suitably a biopsy. The sample is suitably a biopsy directed to the area of the tumor or to the tumor itself. Suitably the biopsy comprises tumor cells.

The invention may comprise collection of the biopsy by any suitable means.

Suitably the invention does not comprise collection of the biopsy.

Suitably the step of providing a sample from the subject comprises only in vitro procedures such as processing a biopsy e.g. thawing a biopsy or preparing protein (s) and/or nucleic acid extract(s) and/or cell lysates from a sample of material in vitro. Suitably the method of the invention is conducted in vifro and suitably does not require the presence of the subject. Suitably the method is an in vitro method.

Within the context of the present invention, a reference standard functions as an object of comparison to which the expression levels present in the sample of the subject can be compared to. The reference standard may comprise a sample from a healthy subject which is analysed in parallel with the sample of interest. Alternatively said reference standard may comprise expression level value(s) for said biomarkers previously determined from a sample taken from a healthy subject so as to give values of expression level of said biomarkers to compare with. This has the advantage of not requiring parallel analysis of the reference sample each time the method is carried out. Suitably the healthy person is an individual of similar demographic characteristics, such as age, sex, weight and any other relevant parameters, to the subject being considered.

The reference standard may also be a set of expression level values for said biomarkers determined over time as a mean. This has the advantage of eliminating the practical issues of taking and measuring a sample from a separate individual every time the method is performed.

Suitably said set of expression level values for said biomarkers determined over time as a mean would be divided into different categories divided by medical characteristics, such as age, sex, weight and others, so as to provide a more directly comparable set of values for the particular subject being examined.

Within the present method, the values of expression level of said biomarkers are compared to evaluate whether their expression is dysregulated. Within the context of the present invention, a dysregulation of a biomarker's expression is when the biomarker is expressed at least 1.3 fold more or less than the reference standard, preferably at least 1.4 fold more or less, more preferably at least 1.5 fold more or less.

An advantage of using the method according to the invention is the prognostic power of said method. By applying the method according to the present invention to an external dataset for verification, it has been found that the prognostic power of the method is higher if the expression levels of all three biomarkers TRIM44, PAPSS2 and SIRT2 are determined as opposed to the determination of the expression level of only two of said biomarkers. Suitably the method according to the invention further comprises the determination of the expression level of DCK, as this improves the prognostic power of the method. Such a method is able to identify patients that have a five-year survival rate or greater 58% of the time, which is very advantageous for oesophageal and/or gastroesophageal junctional (GOJ) adenocarcinoma. This exemplary figure is the prognostic outcome when none of the 4 biomarkers cited above are dysregulated.

It is also noteworthy that even patients staged T3N1 but with 0/4 TRIM44, SIRT2, PAPPS2 and DCK genes dysregulated have a five year survival of 50%. Equally the signature of dysregulation of all of the 4 TRIM44, SIRT2, PAPPS2 and DCK biomarkers identifies a population with a very poor prognosis, a five year survival of just 14%. This group (17% of the overall cohort in the examples and 22% of neoadjuvant chemotherapy treated patients) may do poorly regardless of what treatment they receive and therefore might be spared the morbidity of surgery and/or chemotherapy.

If dysregulation of any of these four biomarkers TRIM44, SIRT2, PAPPS2 and DCK, or of the other biomarkers disclosed herein, can be targeted with therapeutic agents there is the opportunity to develop a personalized treatment regime. This would aim to target the combination of pathways important for a given tumor.

Mode of Analysis

The method of determining the expression level depends on the state of the biomarker chosen.

In one preferred embodiment of the method according to the invention, the biomarkers are analysed as proteins. In such an embodiment, the determination of the expression level can be done by determining the levels of protein expressed. Protocols for measuring protein level(s) in a biological sample are well known in the art. One notable example would be the use of antibodies in immunohistochemical measurements. The advantage of said embodiment of the method according to the present invention is that immunohistochemical methods and apparatus are widely available in hospitals and can be easily performed.

In another preferred embodiment of the method according to the invention, the biomarkers are determined when in nucleic acid form. Suitably their expression level is measured when they are in RNA form. The protocols for doing that from a biological sample are well known in the art. One notable example would be the use of RT-PCR. For this, forward and reverse primers are required. Preferably said primers are chosen from the group consisting of SEQ ID NO. 1-16, as described here below in WIPO ST25 format. RT-PCR is suitably performed according to standard methods known in the art such as described in Nolan T, Hands R E, Bustin S A (2006). Quantification of mRNA using real-time RT-PCR. Nature Protocols; 1:1559-1582, which is incorporated herein by reference specifically for the RT-PCR protocols.

Reference Sequence

When particular amino acid residues are referred to using numeric addresses, the numbering is taken using the full length amino acid sequence as the reference sequence. This is to be used as is well understood in the art to locate the residue of interest. This is not always a strict counting exercise—attention must be paid to the context. For example, if the protein of interest such as human TRIM44 is of a slightly different length, then location of the correct residue in the TRIM44 sequence corresponding to a particular residue may require the sequences to be aligned and the equivalent or corresponding residue picked, rather than simply taking the identically numbered residue of the sequence of interest. This is well within the ambit of the skilled reader.

Moreover, in the context of the present invention it is detection of particular polypeptide sequences corresponding to those described which is important. The techniques and/or reagents for such detection are widely available and/or straightforward to obtain or generate. Exemplary materials and techniques are provided in the examples section. Detection of a particular polypeptide, e.g., the polypeptide product of a particular gene is suitably to be considered at the level of protein detection. It is a question of expression of the protein, rather than a determination of a specific or precise 100% identical amino acid sequence. Exemplary amino acid sequences are provided as guidance for the polypeptide being detected and are not intended to constrain the invention to the detection of only those precise full length 100% identical amino acid sequences. Thus, variants such as allelic variants; mutants such as point mutations or short additions or deletions which do not alter the fundamental identity of the polypeptide; or fragments such as splice variants, cleaved or mature proteins; post translationally modified proteins or other such common forms are to be considered within the remit of determining the expression level of the various biomarker proteins disclosed.

A fragment is suitably at least 10 amino acids in length, suitably at least 25 amino acids, suitably at least 50 amino acids, suitably at least 100 amino acids, suitably at least 200 amino acids, suitably the majority of the polypeptide of interest. Suitably a fragment comprises a whole motif or a whole domain of the polypeptide of interest.

Sequence Homology/Identity

Although sequence homology can also be considered in terms of functional similarity (i.e., amino acid residues having similar chemical properties/functions), in the context of the present document it is preferred to express homology in terms of sequence identity.

Sequence comparisons can be conducted by eye or, more usually, with the aid of readily available sequence comparison programs. These publicly and commercially available computer programs can calculate percent homology (such as percent identity) between two or more sequences.

Percent identity may be calculated over contiguous sequences, i.e., one sequence is aligned with the other sequence and each amino acid in one sequence is directly compared with the corresponding amino acid in the other sequence, one residue at a time. This is called an “ungapped” alignment. Typically, such ungapped alignments are performed only over a relatively short number of residues (for example less than 50 contiguous amino acids). For comparison over longer sequences, gap scoring is used to produce an optimal alignment to accurately reflect identity levels in related sequences having insertion(s) or deletion(s) relative to one another. A suitable computer program for carrying out such an alignment is the GCG Wisconsin Bestfit package (University of Wisconsin, U.S.A; Devereux et al., 1984, Nucleic Acids Research 12:387). Examples of other software than can perform sequence comparisons include, but are not limited to, the BLAST package, FASTA (Altschul et al., 1990, J. Mol. Biol. 215:403-410) and the GENEWORKS suite of comparison tools.

In the context of the present document, a homologous amino acid sequence is taken to include an amino acid sequence which is at least 40, 50, 60, 70, 80 or 90% identical. Most suitably a polypeptide having at least 90% sequence identity to the biomarker of interest will be taken as indicative of the presence of that biomarker; more suitably a polypeptide which is 95% or more suitably 98% identical at the amino acid level will be taken to indicate presence of that biomarker. Suitably said comparison is made over at least the length of the polypeptide or fragment which is being assayed to determine the presence or absence of the biomarker of interest. Most suitably the comparison is made across the full length of the polypeptide of interest. The same considerations apply to nucleic acid nucleotide sequences.

Prognosis

After determining the biomarkers of whose expression is dysregulated compared to the reference standard, the methods of the invention are suitably used to infer from the dysregulated biomarkers identified, the prognosis of 5-year survival. Overall, the greater the number of said biomarkers which are dysregulated, the greater the reduction in prognosis of 5-year survival.

Optionally, more detailed prognosis may be carried out.

For example the inference step of the method may comprise calculating or referring to P-values (confidence values) determined for the particular markers used or detected. Examples are presented in Table SA8. For example the inference step may comprise application of hazard ratios. Examples are presented in Table SA8.

For example the inference step may comprise application of a Cox Hazard Proportional Model. An exemplary model is described in the examples section.

For example the inference step may comprise preparation of, and/or comparison to, a Kaplan-Meier survival curve. In all such examples of how the inference might be arrived at, it will be noted that a key teaching of the invention is in the empirical gene signature(s) analysed. In addition, optionally expanded gene signatures such as the larger 8-gene signature are also disclosed. The specific mathematical or statistical analysis used to go from the gene signature(s) to the prognostic inference is a matter of operator choice. In case any guidance is needed, one or more of the techniques described herein may be used. Equally a similar or equivalent statistical method may be used if desired. A key advance provided by the invention is the description of the biomarkers which provide prognostic information; the precise mode of carrying out the analytical steps may be varied according to the needs of the skilled worker.

Further Combinations

The prognostic power of the method can be further improved by further assaying expression of one or more of the biomarkers chosen from ADCY9, C5AR1, UBE2D2, MNT, PL 1 and NEU4.

The prognostic power of the method can be further improved by further assaying one or more of the biomarkers selected from NEDD9 (also known as HEF1), UNC93B1, LPHN3, EFCBP1, TSPAN5, TREM2, ITGB6, ARTS-1, TCF15 and FGD2. Suitably the sample from the subject should comprise tumor cells such as adenocarcinoma tumor cells. Such cells may be from an oesophageal tumor and/or a GOJ tumor as appropriate.

The invention may be applied as one part of a multi-part prognostic system. For example the method of the invention may be advantageously combined with TNM staging, differentiation, resection margin status, neurovascular invasion or any other prognostic indicators for adenocarcinoma. Thus the method of the invention advantageously further comprises the step of determining one or more of the TNM stage, differentiation status, resection margin status, or neurovascular invasion status of the lesion.

This has been demonstrated in the examples by entering the exemplary four gene TRIM44, SIRT2, PAPPS2 and DCK molecular prognostic signature into a multivariable Cox regression model. In this experiment, the four gene TRIM44, SIRT2, PAPPS2 and DCK signature remained in the final model along with T and N-stage (P=0.013) demonstrating its independent prognostic power. Moreover, this demonstrates that a particularly advantageous combination method comprises the method of the invention, further comprising the steps of determining the TNM stage of the lesion. Another aspect of the present invention is the provision of a kit for aiding in the prognosis oesophageal and GOJ adenocarcinomas. Said kit comprises reagents for determining the expression level of biomarkers TRIM44, PAPSS2 and SIRT2, (or more suitably biomarkers TRIM44, PAPSS2 SIRT2 and DCK), in a biological sample. The choice of actual reagents present in the kit would depend on the state the biomarker being tested is in and it could be either for determination of the quantity of RNA or protein biomarkers expressed. The kit could thus comprise a set of reagents for determination of the quantity of RNA or reagents for the quantity of protein biomarker or both set of reagents. The kit may further comprise instructions for the use of said kit.

If the quantity of RNA biomarkers expressed is measured, then the kit preferably contains reagents to extract and select RNA from the cell and reagents to carry out RT-PCR, such as for example the primers as mentioned above, fluorescent sensors and other reagents necessary to carry out the PCR reaction. Such reagents are already known in the art. If the quantity of protein biomarkers expressed is measured, then the kit preferably contains reagents to extract the cell content and reagents to carry out an immunohistochemical determination. As such they will contain antibodies, preferably monoclonal, raised to recognize one of the biomarkers. Said antibodies would then be either tied to a solid phase or in liquid phase. One or more additional containers may enclose elements, such as reagents or buffers, to be used in the assay. Such kits may also contain a detection reagent that contains a reporter group suitable for direct or indirect detection of antibody binding.

The kit according to the invention may further comprise reagents for detecting biomarkers as listed above for the method and found in Table 1. The kit is preferably made for detecting the expression levels of said biomarkers in a sample of the tumor.

As seen in Example 2 below, the biomarker TRIM44 can also be used alone. Thus another aspect of the invention is a method of providing a prognosis of survival in a subject with oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the method comprising the steps of:

-   -   (a) providing a biological sample from the subject,     -   (b) determining the expression level of biomarker TRIM44 in said         sample,     -   (c) comparing the expression level of said biomarker†o a         reference standard,     -   (d) determining that if the expression of said biomarkers is         dysregulated, then the prognosis of survival will be reduced.

All the preferred embodiments of the method as discussed above also apply to this embodiment of the invention.

Another aspect of the invention is a kit comprising reagents used for determining the expression level of biomarker TRIM44 in a biological sample.

All the preferred embodiments of the kit as discussed above also apply to this embodiment of the invention.

The following non-limiting examples are illustrative of the present invention:

EXAMPLES Example 1: Generation of Molecular Prognostic Signature

Methods

Following appropriate ethical approval, tumor samples were collected and snap frozen in liquid nitrogen from 91 patients undergoing potentially curative resections for oesophageal and GOJ adenocarcinoma between 1992 and 2000 at the Bristol Royal Infirmary, Bristol, UK (DA). Clinical data, including survival, were collected from review of the medical records (JRER, ethical approval LREC 04/Q2006/28). The frozen sections were cut and all primary diagnoses were confirmed by an expert gastro-intestinal pathologist (VS). RNA was extracted from 10×15 μm sections of the frozen specimen using Trizol™ according to manufactures instructions (Invitrogen, Carlsbad, Calif., USA). Amplification was performed via a very low input amplification and labeling (VLI) technique utilizing two rounds of a modified MMLV-RT-mediated reverse transcription protocol²¹ or a 2× UniAmp protocol using a modification of Ambion's two-round MessageAmp II kit (Ambion, Applied Biosystems). Resulting RNA was labeled with cyanine dyes and hybridized to a custom made Agilent 44K 60-mer oligo-microarray (Agilent Technologies, Santa Clara, Calif., USA) using previous described techniques^(22, 23).

Following hybridization, arrays were scanned and fluorescence intensities for each probe were recorded. Ratios of transcript abundance (experimental to control) were obtained following normalization and correction of the array intensity data.

Normalization of the expression arrays was carried out by determining if array intensity of reporter probes correlated with quality control parameters such as spike-in controls, 3′ bias slope, etc., especially if those reporters are C-rich, If these criteria were met the correlated reporters were used as a template. This left 75 out of 91 samples with good quality normalized data. The average expression level [log(ratio)] of all reporters in the template were calculated for each experiment to get the mean biased level of each experiment and a linear regression was performed between each gene on the array and the mean biased level across all the experiments with biased effect then subtracted. Samples which did not meet the criteria were not included in the final analysis (16 out of 91).

Gene expression data analysis was performed on the 75 samples with normalized data using Rosetta Resolver gene expression analysis software (version 6.0, Rosetta Biosoftware, Seattle, Wash.) and MATLAB software (version 7.0.4, Mathworks, Natick, Mass.). The expression array data were correlated with outcome, and the histopathological features of the tumor, using a Pearson Correlation.

Coefficient and the Results Plotted as a Histogram.

The clinical data for all the samples was then randomized and the process repeated multiple times with the averaged results plotted on the same histogram (a Monte Carlo Simulation)²⁴. Genes that were positively or negatively correlated with the clinical features to a greater degree than the random distribution of the Monte Carlo simulation were considered potentially significant. This identified two sets of genes, one associated directly with survival and the other associated with the number of involved lymph nodes (a feature known to be predictive of outcome and therefore a surrogate of survival^(18, 20)). These lists were filtered by a number of criteria to produce a short list of the targets to take forward to validation.

The 270 genes associated with the number of involved lymph nodes and the 119 genes associated with survival were filtered by selecting those that appeared on both lists (n=18) and those with a P-value of 0.0001 for their association with the clinical feature (n=33 from the number of involved lymph nodes list and n=7 from the survival list) leaving a long list of 58 targets for validation.

The Monte Carlo simulation demonstrated there was a higher probability of false positives from the survival list, thus the predominance of genes from the lymph node list. It should be noted that the genes selected as predicting the number of involved lymph nodes could also be demonstrated to predict survival (data not shown).

For each of these 58 genes tumors were scored as having relative increased, decreased or neutral expression (defined as a 1.5 fold increase or decrease in normalized ratio compared to the group average). Kaplan-Meier plots were then generated to correlate each gene with survival and a log rank Mantel-Cox test was used to compare the up and down regulated groups⁷. The groups were then assessed to determine their correlation with the number of involved lymph nodes using a Kruskal-Wallis test (the data were not normally distributed)²⁵. To determine the range of expression for each of the 58 genes the variance was calculated from the raw data. Gene accession numbers were then-linked to the gene symbol, and function where known. Statistical analysis was carried out using SPSS Version 15.0™ (SPSS Inc., Chicago, Ill., USA) and Prism Version 3.0™ (GraphPad Software Inc., San Diego, Calif., USA). The initial 58 genes in the long list were then ranked according to a number of criteria. These included (1) being associated both with survival and the number of involved lymph nodes, (2) having a P-value <1×10⁻⁴ for the correlation of expression with either survival or the number of involved lymph nodes, (3) having a significant difference between groups in terms of survival or the number of involved lymph nodes (P-value <0.05) (4) having a variance of expression of >0.1, (5) having a biologically interesting role (i.e., related to the cell cycle, inflammation, differentiation, etc.), and (6) having antibodies available. This created a list of 10 targets for validation at the protein level.

Results

Good quality normalized gene expression data (Gene Expression Omnibus accession number GSE19417) was generated from tumor tissue specimens for 75/91 patients (table 2). For 16/91 patients the RNA was insufficient quality or quantity for robust analysis. 62% (n=47) of patients were male with a median age of 67 years (range 35-81). 47% of patients had oesophageal or Siewert type I tumors (n=36), 11% had junctional or Siewert type II tumors (n=8), and 25% had tumors in the Cardia or Siewert type III (n=12). The Siewert classification was not known for 25% of patients (n=19) but this group did not otherwise significantly differ in demographics from the patients where Siewert classification was known (data not shown). 95% of patients (n=71) were chemotherapy naive in keeping with the historical nature of this cohort. The median follow up for all patients was 20 months (range 0.5-137), though this increased to 89 months for survivors. There was no evidence of a difference between the demographics of the 75 patients for whom normalized expression data was obtained and the 16 patients for whom there was no useable expression data.

Pearson's correlation followed by d Monte Carlo simulation identified 119 genes that were associated with survival and 270 genes that were associated with the number of involved lymph nodes, a pathological feature known to be prognostic (FIG. 1). These genes were filtered by several criteria as described above, resulting in a list of 10 for validation.

Example 2: Validation of Molecular Prognostic Signature Via Immunohistochemistry

Methods

Specificity of all antibodies was confirmed by western blotting which included both positive and negative controls. Antibodies were then optimized with positive control cell blocks and esophageal tissue prior to application to the tissue microarrays. All immunohistochemistry was carried out using the Bond™ System (Leica Microsystems (UK) Ltd, Milton Keynes, UK) according to manufactures recommendations (CJP and C-AJO, for antibody sources and immunohistochemistry conditions see table 3).

Internal validation aimed to determine if the genes identified from the expression array study were prognostic at the protein level in the generation dataset. This was carried out using tissue microarrays (TMAs) constructed from the formalin fixed paraffin embedded tissue derived from the original Bristol cohort (VS) described in Example 1.45/75 cases had formalin fixed tissue available from the archive, triplicate cores were included from each case.

External validation aimed to prove that the signature TRIM44, SIRT2, PAPPS2 and DCK derived in the first part of the study was prognostic in an independent cohort of oesophageal and GOJ adenocarcinomas. H&E slides and the corresponding blocks were obtained for 371 patients who underwent potentially curative surgery at one of the five OCCAMS centers contributing to this project (ethical approval MREC 07/H0305/52, see acknowledgements). The TMAs were constructed in triplicate in the same way as the internal validation dataset with all original diagnoses (which are verified by 2 histopathologists in the host institution, confirmed by a further expert gastro-intestinal histopathologist (VS, MD, DR)).

Comparisons between groups were made using the χ² test and the Mann-Whitney U test. Loss of some cores during cutting and staining of the TMA means the number of cases analyzed did not reach the maximum of 45 internal and the 371 external validation patients represented in total on the arrays for each antibody.

The external validation dataset consisted of 371 cases from five OCCAMS centers. These samples were collected between 1994 and 2006 and thus included a larger proportion of neoadjuvant chemotherapy treated patients than the generation dataset in line with current clinical practice (39% versus 5%, χ²=81.41, d.f.=2, P<0.0001). The median age of patients and TNM stage were similar to the generation dataset though significantly more patients in the validation dataset were male (80% versus 62%, χ²=9.07, d.f.=1, P=0.0026) and there was a higher proportion of Siewert Type I tumors (70% versus 47%, χ²=24.3, d.f.=3, P<0.0001). The Siewert classification was not known for 4% of tumors (n=13) but this group did not otherwise significantly differ from the patients where Siewert classification was known (data not shown).

Median follow up for all patients was 17 months (range 0.5-193), similar to the generation dataset, and this rose to 57 months for survivors, which was shorter than that in the generation dataset (U=282, P=0.001) again reflecting the more contemporary nature of this cohort.

The staining of each core on the TMA was scored from 0-3 by one of two researchers blinded to outcome (CJP and C-AJO). Samples were then characterized as having over expression (score 2-3) or under expression (score 0-1) of the target. The aim was to develop a signature which could be applied robustly in a binary way for each target (positive or negative), rather than one which used a quantitative component requiring greater standardization of techniques. These categories were then compared with survival using Kaplan-Meier plots and a log rank Mantel-Cox test. A backwards stepwise Cox regression model (entry probability 0.05, removal probability 0.10) was used for Multivariate analysis.

Results

Ten targets were taken forward to immunohistochemistry validation from Example 1. ADCY9 and NEU4 antibodies could not be optimized for immunohistochemistry. C5AR1, PLK-1, MNT and UBE2D2 antibodies were successfully optimized to stain tissue but showed no evidence of prognosis in the internal validation dataset. DCK, PAPSS2, SIRT2, and TRIM44 were successfully optimized to stain tissue (FIG. 2) and were prognostic in the internal validation dataset with this reaching significance for DCK (X² _(LR)=4.46, 1 d.f., P=0.035), PAPSS2 (X² _(LR)=12.11, 1 d.f., P=0.001) and SIRT2 (X² _(LR)=3.97, 1 d.f., P=0.046) and borderline significance for TRIM44 (X² _(LR)=3.35, 1 d.f., P=0.063) (table 4 and FIG. 3a-cand 3e ). The four genes with evidence of prognostic power at the protein level were taken forward to the external validation dataset.

When the four gene molecular prognostic signature TRIM44, SIRT2, PAPPS2 and DCK was applied to the external validation dataset the number of genes dysregulated proved to be prognostic (FIG. 4a , X² _(LR)=13.582, 2 d.f., P=0.001). Patients with none of the four genes dysregulated (five year survival 58% (95% CI 36-80%) did better than those with 1-2/4 genes dysregulated (five year survival 26% (95% CI 20-32%) who in turn did better than those with 3-4/4 genes dysregulated (five year survival 14% (95% CI 4-24%). When patients were stratified according to whether or not they had received neoadjuvant chemotherapy (n.b. this data was available for 283/371 patients), the molecular prognostic signature TRIM44, SIRT2, PAPPS2 and DCK still had excellent prognostic power in both groups (for chemotherapy naïve patients, X² _(LR)=4.323, 2 d.f., P=0.038 and for patients who had received neoadjuvant chemotherapy X² _(LR)=5.013, 2 d.f., P=0.025, FIG. 4b-c ). Furthermore the signature TRIM44, SIRT2, PAPPS2 and DCK was able to predict outcome in Siewert Type I (X² _(LR)=4.578, 2 d.f., P=0.032), II (X² _(LR)=7.281, 2 d.f., P=0.007), and III tumors (X² _(LR)=4.637, 2 d.f., P=0.031) when analyzed separately.

At an individual gene level TRIM44 was independently prognostic in the external validation dataset. Patients with dysregulation of TRIM44 (200/355, 53.9%) had a median survival of 16 months (95% CI 13-19 months) compared with 27 months (95% CI 19-35 months) for those without dysregulation (X² _(LR)=6.86, 1 d.f., P=0.009, FIG. 5d ). There was a non-significant trend for patients with dysregulation of PAPSS2 and SIRT2 to do worse than those with no dysregulation (FIG. 5b-c ) but there was no evidence that DCK was individually prognostic (FIG. 5a ). Despite this removal of any of the four genes from the signature TRIM44, SIRT2, PAPPS2 and DCK reduced its prognostic power.

When TNM stage, differentiation, resection margin status, neurovascular invasion and the four gene TRIM44, SIRT2, PAPPS2 and DCK molecular prognostic signature were entered into a multivariable Cox regression model, the four gene signature remained in the final model along with T and N-stage (P=0.013) demonstrating its independent prognostic power (table 5).

Example 3: Comparative Genomic Hybridization and Matched Gene Expression Profiling Study

Integrative analysis of array comparative genomic hybridization and matched gene expression profiling data reveals novel genes with prognostic significance in oesophageal adenocarcinoma. The incidence of oesophageal adenocarcinoma (OAC) has been increasing rapidly with a dismal survival rate of less than 20%. Understanding the genomic aberrations and biology of this cancer may enhance disease interventions. This study aimed to use genome-wide genomic and expression data to enhance the understanding of OAC pathogenesis and identify groups with differential outcomes.

Methods

Array-comparative genomic hybridization (aCGH) analysis was carried out on 56 fresh frozen OAC resection samples with long-term clinical follow-up data. Samples with aberrations were further analyzed with whole-genome single-nucleotide polymorphism arrays to confirm aCGH findings. Matched gene expression microarray data were used to identify genes with high copy number-expression correlations. Nested-multiplex PCR on DNA from microdissected specimens and fluorescence in situ hybridization (FISH) assays were used for targets validation. Immunohistochemistry (IHC) on the same cohort and independent samples (n=371) was used for subsequent validation. Kaplan-Meier survival analyses were performed based on aCGH data after unsupervised K-means clustering (K=5, 50 iterations) and IHC data.

Results

aCGH identified 17 common regions (>5% samples) of gains and 11 common regions of losses, including novel regions in OAC (loci 11p13 and 21q21.2). Integration of aCGH data with matched gene expression microarray data highlighted genes with high copy number-expression correlations: two deletions (p16/CDKN2A, MBNL1) and four gains [EGFR, WT1, NEIL2, MTMR9). IHC demonstrated protein over-expression of targets with gains: EGFR (10%), WT1 (20%), NEIL2 (14%) and MTMR9 (25%). These targets individually (p<0.060) and in combination had prognostic significance (p=0.008). On the genomic level, K-means clustering identified a cluster (32% of cohort) with differential log₂ ratios of 16 CGH probes (p<4×10⁻⁷) and a worse prognosis (median survival=1.37 years; p=0.015).

Conclusions

Integration of aCGH and gene expression data identified copy number aberrations and novel genes with prognostic potential in OAC.

Using unsupervised clustering of array-comparative genomic hybridisation (CGH) data, we discovered 16 CGH probes including 6 novel genes that conferred a poorer prognosis to a subgroup of oesophageal adenocarcinoma patients.

-   -   We integrated genome-wide datasets from array-comparative         genomic hybridisation and gene expression microarray profiling         in this study, and identified three novel molecular targets not         previously associated with oesophageal adenocarcinoma: WT1,         NEIL2 and MTMR9. This is the largest cohort of individuals with         OAC to be investigated using aCGH to date, which has combined         genome-wide aCGH and gene expression microarray data.     -   Extensive validation showing amplifications and subsequent         over-expression of our targets (EGFR, WTL NEIL2, MTMR9) in         10-25% of our patient cohort and an independent cohort         demonstrated the ability of these targets to stratify patients         into different prognosis groups.     -   Novel molecular targets identified from our study may be used as         prognostic biomarkers to enhance clinical management of patients         with oesophageal adenocarcinoma, by stratifying patients into         different survival groups. In addition, like EGFR in lung         cancer, some of these targets such as WTJ and NEIL2 have the         potential to be exploited therapeutically in the future.

Oesophageal adenocarcinoma (OAC), including tumours of the gastroesophageal junction, has increased 6-fold in the West over the last 30 years.^([1]) Its rapid rise in incidence is compounded by its poor prognosis, with a five-year survival of <10%.^([2]) This poor outcome reflects the late presentation and current limitations in clinical management of these patients. An understanding of the molecular changes underlying this cancer is anticipated to lead to improved clinical management and outcomes.

Chromosomal aberration is one of several mechanisms that can lead to gene dysregulation and has long been known to play a critical role in the pathogenesis of human cancers. The identification of regions of genomic gains and losses has resulted in the discovery of novel oncogenes^([4]) and tumour suppressor genes (TSGs) respectively.^([5]) Similar to other cancers, common high level-amplifications (25% of cases) have been frequently reported in OAC. The common regions of amplification on 8q (37% of cases)^([6]) and 17q (39% of cases)^([7]) map to the oncogenes v-myc myelocytomatosis viral oncogene homolog [C-MYC) and v-erb-b2 erythroblastic leukemia viral oncogene homolog 2 (ERBB2). While the exact role of MYC in the pathogenesis of OAC is not defined, ERBB2 amplifications have been shown as a promising target for personalized treatment in the ToGA trial.^([8]) One of the best characterized chromosomal aberrations in OAC is the loss of heterozygosity (LOH) of the TSG TP53 (>50% of cases), which is a powerful predictor of disease progression. Finally, two genes frequently reported to have homozygous deletions (HDs) in OAC are the well-known TSG p16/CDKN2A (20% of cases, with co-deletion of MTAP)^([10, 11]) and fragile histidine triad (FHIT) (20-50% of cases).^([12-14]) In addition to being early indicators of OAC development, targeting HDs may lead to improved treatment regimes for OAC patients with these deletions, as tested in clinical trials for TAP-deficient tumors.

In the past decade, DNA copy number gains/amplifications on chromosomes 1 q, 3q, 7p, 7q, 8q, 17q and 20q along with copy number losses (including LOH and HDs) on 3p, 4q, 5q, 9p, 14q, 16q, 17p and 18q have been reported in OAC using genome-wide approaches (summarized in table S.1). Array-comparative genomic hybridization (aCGH) has proven to be an extremely useful tool in identifying novel molecular targets. Following our hypothesis that alterations in copy number that affect gene expression levels will likely to modify protein expression, the integration of expression data with copy number changes allows the changes most likely to be causally implicated in tumor evolution to be identified. Therefore, for the first time in OAC, data from an aCGH platform were integrated with corresponding gene expression microarray profiles of 56 fresh frozen OAC resection samples in this study. Following integrated analysis of aGH and expression data, only targets with significant expression changes following copy number aberrations were further validated on the DNA and protein level, and tested for prognostic relevance. Finally, samples were segregated into groups with similar copy number profiles and a cluster with a significantly worse prognosis was identified.

Materials and Methods

Sample Collection

During June 1992-June 2000, 56 snap frozen samples from oesophagogastric cancer patients undergoing resection with curative intent were collected by Prof. Derek Alderson (Bristol Royal Infirmary). Clinical information of these patients were summarized in table S.2. All clinical diagnoses were confirmed by two expert pathologists according to recommended guidelines.

Patients

The clinical data for the 56 OAC patients are shown in table S.2. The average age at diagnosis was 69 years (range: 45-89) and the minimum follow-up was 5 years for surviving patients. There was a range of disease stages and differentiation grades (few patients with stage IV disease since oesophagectomy was performed with curative intent). In keeping with the historical nature of the cohort, the majority (53/56) of the patients did not have prior chemotherapy treatment giving an unbiased assessment of genomic aberrations.

aCGH Analysis

All samples prepared for aCGH had >70% tumor cellularity. DNA was extracted from ten 30 μm sections of each tumor using standard protocols (supplement S.3). Labelling was performed using BioPrime DNA labelling kit reagents (Invitrogen, Carlsbad, Calif.) according to protocols described previously.^([16]) Labelled OAC DNA samples were hybridized, along with a common reference sample obtained from a pool of 20 leukocyte DNA samples of the same sex, to customised 60-mer oligonucleotide microarrays containing 28830 unique map positions (Human May 2004 assembly (hgl 7)).^([17]) Combined color switch experiments were performed, whereby labels for DNA from human male and female were reversed, to generate precise ratios for these experiments: mean log 2 ratio=0.03 and standard deviation (SD)=0.29.

Data from aCGH experiments were processed using BlueFuse (v3.4 Build 5836; BlueGnome, Cambridge, UK) and analyzed using the snapCGH Bioconductor package within the R statistical framework (version 2.3.1). Normalised data for the 56 tumors described in this study are available from Gene Expression Omnibus (GEO) database (GSE20154). Data from aCGH were normalised after background-substraction using region detection algorithm swatCGH (available at an internet site hosted by the University of Cambridge School of Biological Sciences), which was then used to detect common regions (>5% samples) of aberrations covering >5 oligonucleotides. This threshold was used to allow a comprehensive analysis of genomic aberrations present whilst eliminating those only affecting one or two cases.

Gene Expression Microarray Profiling

Gene expression microarray analysis of the RNA from these tumours was performed previously (GEO accession number GSE19417).^([8]) In brief, RNA was extracted from ten 30 μm sections of each tumour using Trizol™ according to manufacturer's instructions (Invitrogen, Carlsbad, Calif.). Extracted RNA was then amplified using a modified MMLV-RT-mediated reverse-transcription protocol or a 2× UniAmp protocol using a modification of Ambion's MessageAmp II kit (Ambion, Applied Biosystems). Resulting RNA was labelled with cyanine dyes and hybridized to a custom made Agilent 44K 60-mer oligo-microarray (Agilent Technologies, Santa Clara, Calif.). Data from expression arrays were then normalized using external spike-in controls.^([18])

SNP Array

In view of advances in available technology, Illumina HumanCytoSNP-12Beadarrayv2.0 was used for validation purposes of nine selected cases post-aCGH analysis (following manufacturer's protocol). Briefly, 500 ng of genomic DNA extracted from frozen tumor tissues were denatured and amplified at 37° C. overnight. The amplified DNA was fragmented and precipitated at 4° C., resuspended in hybridization buffer, and hybridized to HumanCytoSNP-12 chips at 48° C. overnight. Non-hybridized DNA and non-specific hybridization were washed away, and captured DNA was used as template for one-base extension of the locus-specific oligos on BeadChips. All SNP data were analyzed and exported by BeadStudio v2.0 (Illumina). SNP data of this study are publicly available (GEO accession number GSE 25201).

Integrated Analysis of aCGH and Gene Expression Profiling Data

All genes within identified common regions of aberrations from aCGH data were matched to their respective expression levels based on expression microarray profiles. Genes whose expression levels were >1.5-fold up/downregulated in tumors with aberrations were plotted against their respective aCGH log₂ ratios to select genes with best copy number-expression correlations. Genes displaying a high correlation between expression and DNA copy number (log₂ ratio >0.32, i.e., mean log₂ ratio +SD; and fold-change >6.5, i.e., greater than 4×1.5-fold change) were further classified to justify their importance in OAC using Santarius et al.'s approach,^([9]) which classifies the relevance of genomic and expression changes in genes. Identified targets were validated using IHC assays.

Laser Micro Beam Microdissection (LMM) and Nested-Multiplex PCR

LMM on 7 μm cryostat sections of frozen OAC sample stained with cresyl violet (Fisher Scientific, Pittsburgh, Pa.) was carried out using the Zeiss P.A.L.M. Laser MicroBeaim system (Microlaser Technologies GmbH, Bernried, Germany) following the procedure described previously.^([2]) Selected areas with tumor cells were specifically removed from the sections and transferred to a 0.5 ml microfuge tube cap for subsequent DNA extractions. Micro-dissected cells were incubated in Proteinase buffer (10 mM Tris pH 7.4, 10 mM EDTA, 150 mM NACI and 0.4% SDS) and 40 μg/ml Proteinase K (Invitrogen, Carlsbad, Calif.) at 65° C. (1 hour) and then at 37° C. (overnight). DNA extraction was carried out using standard phenol/chloroform extraction method. Multiplex PCR was carried out with standard PCR conditions, using 1 mM of primers of the genes of interest, alongside a control primer pair (AQP3). Nested-multiplex PCR uses two rounds of PCR for greater genomic DNA amplification. Second round PCR was carried out using products from first round PCR diluted 1:20 using nuclease-free water. Detailed protocols are available in supplement S.3. Products from nested-multiplex PCR were sequenced to confirm results (FIG. S.4).

FISH on Tumor Touch-Imprints

Touch-imprints were produced by touching frozen tumour samples onto the surface of poly-L-lysine coated slides (Polysciences, Inc. Baden-Wirttemberg, Germany), air-drying (10 minutes), fixing in 3:1 methanol:acetic acid (15 minutes), dehydrating in ethanol series (70%, 90%, 100%; 3 minutes each) and incubating in dark at 37° C. (overnight). BACs (CHORI BACPAC Resources, Oakland, Calif.) and DNA from plasmids probing for centromeres (Resources for Molecular Cytogenetics, University of Bari, Italy) were labelled indirectly by nick-translation method using digoxigenin-/biotin-labelled dUTPs (Roche, Lewes, UK). Detection was carried out using sheep FITC-conjugated anti-digoxigenin (Roche, Lewes, UK)/Cy5-conjugated streptavidin (GE Healthcare, Amersham, UK) and goat biotinylated anti-streptavidin (Vector Labs, Peterborough, UK) antibodies. 100 nuclei per slide were counted for analysis of HD. Metaphase preparation of lymphocyte cell line DRM/M62 was used as positive controls for all FISH assays (data not shown), whereby two paired centromere-target gene FISH signals were detected in all nuclei and metaphase chromosomes. See supplement S.5 for probe and imaging details.

Immunohistochemistry on Tissue Microarrays (TMAs)

TMAs available represent 2 mm×2 mm areas in triplicates typical for the tumour as identified by expert gastro-intestinal pathologists. TMAs of samples from external datasets (n=371) were available resulting from collaboration with the Oesophageal Cancer Clinical and Molecular Stratification (OCCAMS) study group.^([18]) IHC was performed on a Bond™ System (Leica Microsystems (UK) Ltd, Milton Keynes, UK) according to manufacturer's recommendations after confirming antibody specificities by Western blotting (data not shown), followed by optimization on positive control cell blocks and oesophageal tissue sections. For antibody sources and detailed scoring of IHC assays see supplement S.6.

External Validation of aCGH Signature

Copy number information was obtained from Nancarrow et al's^([14]) dataset (GEO accession number GSE 10506). This is the only aCGH dataset currently publicly available with patient survival information. Following Nancarrow et. al's thresholds for genomic gains (log R>0.2) and losses (log R<−0.35), each CGH clone was scored (table S.7) and subsequently analysed to determine their prognostic significance.

Statistics

Unsupervised hierarchical clustering (50 iterations) using K-means clustering method was performed using average linkage, euclidean distance measure, K=5 (reproducibility >50%; Gene Cluster 3.0, C Clustering Library version 1.47). Fishers exact test was used to compare clinical variables of the clusters generated and a modified t-test (with adjusted Bonferroni correction) was employed to identify CGH probes with significantly different log₂ ratios. Survival differences were assessed using log-rank test. Statistical significance was set at p<0.050.

Results

aCGH Identifies Novel Genomic Regions of Aberrations

Genomic gains and losses were detected on all chromosomes. The mean frequency of gains across the whole genome was 11% (standard error of mean, SEM=0.4%, 95% CI: 9.9-12.1%) and the mean frequency of losses was 8.2% (SEM=0.5%, 95% CI: 7.1-9.3%; FIG. 8A). Analyzing these data revealed 28 common regions of aberrations (regions and genes with >1.5-fold expression changes are listed in tables 1 A and I B). Based on the 28 common regions of aberrations identified. 69% of samples had <5 copy number alterations (FIG. 8B). The group with ≥5 alterations (31% of samples) had a significantly poorer clinical prognosis (p=0.049; FIG. 8C).

The chromosomal regions most, frequently gained were loci 1p36.33-36.22 (34%), 3p21.31 (25%), 8q24.21 (28.6%) and 17q 12-21.2 (46%), whilet those frequently lost were 3p14 (39%) and 17p13.1 (34%). These loci contain genes previously known to be associated with OAC: C-MYC, ERBB2, FHIT and TP53. aCGH findings, including the frequency of aberrations, were subsequently confirmed by a high-density SNP array analysis on 9 tumor samples, previously identified from aCGH analysis to harbor gains on locus 8p23.1 and losses on locus 9p21.3 (FIG. 9).

In addition to the regions previously reported in genome-wide studies of OAC (table S.1), novel loci for OAC at 11p13 which contained genomic gains (11% of samples) and at 21q21.2 (11% of samples) which contained genomic losses were identified. Within locus 11p13, genes such as Wilms tumor 1 (WT1), catalase (CAT) and CD44 have previously been implicated in breast and lung cancers.^([21-23]) Locus 21q21.1 contains genes that have been implicated in tumorigenesis such as the ubiquitin specific peptidase 25 (USP25), downregulated in lung cancers^([2]) and coxsackie virus and adenovirus receptor (CXADR), a putative TSG lost during gastric cancer progression.^([25])

TABLE 1A Common regions (≥5% samples) of genomic gains Cytoband (Mb) Frequency (%) # genes Genes differentially expressed 1p36.23-36.22  7.9-11.0 19/56 (33.9)  31 RPL22, TNFRFSF25, ERRFI1, PIK3CD, RBP7, APITD1 1p22.1-21.3 92.0-94.8 8/56 (14.3) 28 RPL5, F3 1q25.1 170.2-174.3 6/56 (10.7) 14 DARS2, SERPINC1 2p14 64.0-70.5 12/56 (21.4)  27 MEIS1 3p21.31 44.7-46.9 14/56 (25.0)  28 — 4p16.3 0.6-1.2 13/56 (23.2)  12 DGKO 6p21.1-12.3 43.0-47.6 15/56 (26.8)  50 GTPBP2, MRPL14, RUNX2, CLIC5, CYP39A1, CD2AP 6p22.1 27.2-27.5 6/56 (10.7) 6 — 7p11.2 54.6-57.4 6/56 (10.7) 18 SEC61G, EGFR, GBAS, PSPH, CCT6A 7q21.3-22.1 97.4-99.4 7/56 (12.5) 28 BAIAP2L1, CYP3A5 8p23.1  9.8-11.7 6/56 (10.7) 16 PPP1R3B, MSRA, SOX7, XKR6, MTMR9, NEIL2, FDFT1 8q24.21 36.6-38.0 16/56 (28.6)  4 C-MYC 11p13* 32.0-35.2 6/56 (10.7) 26 WT1, CD59 15q24.1 71.8-73.0 6/56 (10.7) 5 — 17q12-21.2 33.8-37.3 26/56 (46.4)  73 RPL23, ERBB2, GRB7, CSF3, CASC3, CDC6, RARA, IGFBP4, SMARCE1 19q13.42-13.43 60.5-63.8 6/56 (10.7) 83 — 20q13.12 43.0-43.5 5/56 (8.9)  18 TOMM34, MATN4, SDC4

TABLE 1B Common regions (≥5% samples) of genomic losses Cytoband (Mb) Frequency (%) # genes Genes differentially expressed 1q21.1 142.4-148.0 3/56 (5.4) 86 PDE4DIP, NOTCH2N, PEX11B, POLR3C, TXNIP, PDZK1, FMO5 1q25.1-25.2 172.5-174.6 6/56 (10.7) 6 — 2q36.1-36.2 221.9-225.0 3/56 (5.4)  13 EPHA4, SCG2, SERPINE2 3p14 58.2-62.7 22/56 (39.3)  16 FHIT 3p21.31 49.7-51.2 8/56 (14.3) 35 EIF2A 3q23-25.1 150.4-153.5 4/56 (7.1)  29 MBNL1 6p22.1 26.2-26.4 8/56 (14.3) 24 — 9p24.2 2.7-4.6 6/56 (10.7) 8 — 9p21.3 22.0-25.5 5/56 (8.9)  4 p16/CDKN2A 17p13.1 7.43-7.62 19/56 (33.9)  11 — 21q21.1* 16.1-22.4 6/56 (10.7) 10 — *indicates a novel region not previously reported in OAC. In bold: Regions with potential gains/amplification (log2 ratios 0.61). or homozygous deletions (log₂ ratios <-0.55). Integrative Analysis of Copy Number and Gene Expression Data

To explore the significance of genomic aberrations identified, criteria proposed by Santarius et al.^([19]) that categorize the importance of genes according to their copy number and expression levels were followed to identify genes with differential expression levels following genomic aberrations. Data from aCGH (log₂ ratios) were matched to the gene expression microarray profile (median expression fold-change of genes within regions with gains). Using a cut-off of >1.5 fold-change in expression level, 64 genes were shortlisted (FIG. 10A and table S.8). Most of the genes within locus 8p23.1 common region of amplifications (MSRA, FDFT1, SOX7 and XKR6) have elevated expression levels accompanying genomic gains. By applying cut-offs of log₂ ratio >0.32 (threshold for gain) and expression fold-change >6.5 (a more stringent threshold for over-expression), genes with the most significantly increased expression levels following genomic gains were WT1 at the novel locus 11p13 (10-fold), epidermal growth factor receptor (EGFR; 11-fold), and two novel genes within locus 8p23.1: nei-like 2 (NEIL2) and myotubularin related protein 9 (MTMR9) (>6.5-fold) were highlighted (FIG. 10B). According to Santarius et al.^([19]) EGFR is a class III gene as it is amplified, over-expressed and has clinical implications. The other three are class IV genes, which are genes within regions of genomic gains that are over-expressed, which may have potential roles in cancer development. The regions identified with potential HDs were loci 3q23-25 and 9p21.3. Locus 3q23-25 (7% of samples) contains a potential HD involving muscleblind-like 1 (MBNL1) while locus 9p21.3 (9% of samples) harbors important genes including p16/CDKN2A, MTAP and a novel gene ELAVL2, whose function is unknown.

Validation of Targets from Integrative Analysis

For HDs, locus 9p21.3 was further validated (FIG. 11A). First, microdissection was carried out to remove most stromal cells from the tumor section. Nested-multiplex PCR on p16/CDKN2A and three adjacent genes showed that p16/CDKN2A was the only gene completely deleted (FIG. 11B) and the products were sequenced to confirm identity of p16/CDKN2A (FIG. S.4). FISH on interphase nuclei demonstrated that >80% of nuclei had lost both copies of the p16/CDKN2A gene, in agreement with the tumor cellularity and heterogeneity of sample (FIG. 11 C, D). Although p16/CDKN2A loss is well established in OAC this was a useful validation of the aCGH data.

For regions of gains, genes with the highest gene expression fold-changes expression (EGFR, WT1, NEIL2 and MTMR9) were validated. These criteria excluded genes such as ERBB2, SEC61G, CLIC5 and RPL22 with relatively high CGH log₂ ratios but minimal expression changes. FISH on tumor touch-imprints confirmed amplifications (ratios of >6 copies per centromere, indicating high-level amplifications of target genes) of all 4 genes in all samples identified by aCGH analysis to harbor these aberrations (FIG. 12A). Subsequent IHC analyses on the same tumors on TMAs confirmed over-expression of these proteins in the same samples (FIG. 12B). Finally, IHC analysis on a large validation cohort of independent OAC (n=371) demonstrated that MTMR9 was most commonly over-expressed, affecting 25% of cases, whereas over-expression of other genes was observed in 21% (WT1), 14% (NEIL2) and 10% (EGFR) of OACs.

Prognostic Significance of Targets

To elucidate the potential clinical significance of our findings, identified candidate genes and an aCGH signature were correlated with prognosis.

Using IHC, over-expression of EGFR (P=0.049) confers a poorer survival in OAC whereas over-expression of WT/and NEIL2 contributes to better prognosis in patients (p<0.060; FIG. 13A). Combined differential expression of all four target proteins (EGFR, WT1, NEIL2 and MTMR9) segregated patients into three groups with very good prognosis, average prognosis and poor prognosis (p=0.008; FIG. 13B).

Unsupervised—means clustering based on aCGH data generated 5 clusters (50 iterations, reproducibility >50%; supplement S.9). Cluster 1 (n=18, 32.1% of cohort) had a significantly worse prognosis (median survival 1.37 years; hazard ratio=1.802 (95% CI: 1.141-3.397); p=0.015) when compared to the remaining clusters combined (median survival=2.74 years; FIG. 13C). Fishers exact test showed an increased male:female ratio in cluster 1 (p=0.010) and t-test with adjusted Bonferroni correction identified 16 genes with significantly different log₂ ratios (p<4×10⁻⁷) that differentiated cluster 1 from the remaining clusters (table S.10). Among these, three genes reside within the common regions of gains identified earlier (SCAMP2 on 15q24.1, PCBP1 on 2p14 and TSC22D4 on 7q22.1), six novel genes (CEP192, ZMYND15, SYCP2L, PMP2, LYPD6 and MEXD3) and one hypothetical protein (BC040153). A multivariate Cox-regression model for survival including these 16 genes and other clinical parameters (age, sex, T-stage, N-stage, M-stage and tumor differentiation status) ruled out all other parameters except cluster 1 (p=0.034) and N-stage (p=0.011) as being prognostic. The prognostic significance of these 16 genes were validated on an independent dataset 14 (n=23), which was the only public dataset available at present with copy number and survival information (see table S.7 for gene-specific information). Survival analyses illustrated that the group of OAC patients with >10 of these genes dysregulated had a worse prognosis, however the small sample size limited the statistical power of this analysis (p=0.098; FIG. 13D). Unfortunately there are no other independent OAC datasets available for validation. These genes represent a potential prognostic signature for OAC based on genomic aberrations that require further investigation in a larger cohort.

Discussion

The aCGH data presented here confirmed known genomic aberrations in OAC and identified novel common regions of gains and losses. Using an integrated approach to identify genes with differential expressions as a result of genomic aberrations, we confirmed over-expression of a Santarius class III gene, EGFR, and three novel Santarius class IV genes, WT1, NEIL2 and MTMR9, at the protein level, suggesting their importance in OAC. We further demonstrated the prognostic importance of these candidate genes and identified 16 aCGH gene probes that contributed to poorer prognosis in 32% of patients.

These findings from aCGH analysis identified most of the main regions of aberrations reported previously (see table S.1). Two novel common regions with copy number changes not previously reported in any genome-wide studies in OAC, loci 11p13 and 21q21.1, were identified. Like gains on locus 17q (46% of samples) involving ERB2, gains on locus 1p36 are noteworthy due to the large proportion of samples involved (34%). Many genes within the region have been implicated in other cancers, such as SKI,^([26]) PRKCZ,^([27]) MIG-6,^([28]) CTNNBIP1^([29]) and PARK7.^([30]) More interestingly, in concordance with previously published data.^([31])

Integrative analysis of copy number-expression data from aCGH and gene expression microarray profiling analyses led to identification of key genes in OAC with genomic amplifications followed by elevated gene expression levels and subsequent protein over-expression. This approach can lead to discovery of novel critical genes, but it should be noted that certain genomic events do not directly translate into gene expression changes. For example, as was observed in our study, the lack of correlation between amplifications and elevated RNA levels of ERBB2 has been previously reported despite strong correlation between amplifications and protein over-expression, accumulated frequencies of genomic changes in OAC conferred a survival difference in our cohort, suggesting the importance of individual genomic events and that frequent genomic aberrations with the probability of rearrangements could directly influence patient prognosis.^([32])

The four genes (EGFR, WT1, NEIL2 and MTMR9) identified by integrating data from aCGH and gene expression microarray profiles were shown to be over-expressed in 10-25% of OAC. EGFR has established roles in the development of many cancers and is a potential predictor of outcome in OAC. Therefore, when integrating such datasets it should be remembered that RNA and subsequent protein expressions are often also subjected complex post-transcriptional regulations including effects of microRNA and non-coding RNAs.^([33])

The proportion of OAC samples with EGFR over-expression in our data was in agreement with the proportion of OACs having EGFR amplifications (11%) in our cohort. Cytoplasmic staining for WT1 has been observed and described previously despite its role as a transcription factor.^([34]) In contrast to the possible oncogenic role of WTZ suggested by its over-expression,^([35]) high WT1 expression is associated with a good prognosis in our cohort, indicating that WT1 could be acting as a TSG as shown in prostate cancer.^([36])

In addition, many downstream targets of WT1 have been identified which may influence tumor biology.^([37-38]) Our finding also confirmed data from previous study that reported locus 11p13-15 rearrangements,^([39]) hinting at a potential mechanism for WT1 amplifications in OAC. Therefore, our data may highlight a particular subgroup of OAC tumors with unexplored downstream effects in OAC. NEIL2 is a newly discovered enzyme involved in DNA damage repair^([40]) with no known direct link to any cancer. Our finding suggests that the lack of NEIL2 expression in tumors with worse prognosis could be due to an accumulation of cellular DNA damage. MTMR9 belongs to a family of myotubularin related proteins, which are mainly dual-specificity phosphatases. Though not having a phosphatase domain, MTMR9 has been shown to enhance the functions of other MTMR proteins, like MTMR6 and MTMR7.^([41-42])

Novel genes were also discovered as genes differentiating cluster 1 based on unsupervised K-means clustering of aCGH data were identified. Some do not appear to have obvious roles in carcinogenesis, but a number could be directly linked to carcinogenesis, like the mitogen-activated protein kinase 8 interacting protein (MAPK8IP2),^([43]) and ceroid-lipofuscinosis neuronal 8 (CLN8).^([44]) Identification of these novel genes via our integrated approach in the analysis of genome-wide data and the prognostic significance of these targets suggest that further investigation of the mechanistic roles of these genes in OAC is likely to provide useful insights into the understanding of OAC pathogenesis.

The strength of this study was the availability of copy number and expression data from the same patients with the ability to correlate these findings with clinical outcome. This is the largest cohort of individuals with OAC to be investigated using aCGH which has combined both aCGH and gene expression microarray data. The integration of these data identified novel genes which otherwise would not have been selected from analysis of either aCGH or gene expression data alone. This discovery step was followed by stringent validation, which included microdissection prior to PC analyses to tackle the problem of stromal contamination. The availability of TMAs coupled with outcome data provided robust protein level validation and enabled investigation of the prognostic significance of gene targets. The mechanisms for protein over-expression were not examined, but the proportion of samples with genomic gains matched the proportion of samples with protein over-expression of EGFR, NEIL2 and MTMR9. In the case of WT1, amplification is not the only mechanism responsible for its over-expression in OACs. A limitation of the study is that this aCGH platform has been superseded by higher density arrays including SNP arrays which permit more detailed analysis of copy number changes. In order to overcome this, whole-genome SNP array analysis was carried out on samples of interest identified from aCGH analysis to validate our findings. Lastly, we demonstrated the potential of a prognostic aCGH signature on an independent dataset, but eventually larger sample cohorts would be needed to overcome the limitations of a small sample size and to reduce errors caused by inter-cohort variability.

Overall, these findings provide important insights into OAC pathogenesis with promising data to support their utility as prognostic biomarkers. Future cancer management may be improved if our knowledge of the biology and genetics of cancers can be integrated with clinical applications.

REFERENCES TO EXAMPLE 3

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Example 4: Method of Aiding Prognosis

We demonstrate that a combination of gene expression profiling and array-comparative genomic hybridisation analysis generates an improved prognostic model for oesophageal adenocarcinoma.

BACKGROUND

We have described above a 4 gene signature that can divide patients with oesophageal adenocarcinma into 3 prognostic groups. The 4 genes included in the gene signature are SIRT2, TRIM44, DCK and PAPS2. This has been validated on an independent set of patient samples.

We have also been keen to see whether we can improve upon this molecular prognostic signature. For example, DCK has borderline significance and for example a majority of patients fall into the intermediate prognosis group.

Using array-comparative genomic hybridisation (aCGH) analysis on 56 fresh frozen OAC resection samples, from the same sample set used for expression profiling with long-term clinical follow-up data, we have identified 4 targets with high copy number-expression correlations [EGFR, WTJ, NEIL2, MTMR9). Immunohistochemistry confirmed protein over-expression of targets with gains: EGFR (10%), WT1 (20%), NEIL2 (14%) and MTMR9 (25%). These targets individually (p<0.060) and in combination had prognostic significance (p=0.008). This is described in more detail in the previous example.

To determine the optimal combination of genes that can prognosticate patients with oesophageal cancer, we analyzed the hazard ratios of each of these 8 over-expressed proteins (SIRT2, TRIM44, DCK, PAPS2, EGFR, WT1, NEIL2, MTMR9) in a cohort of 314 patients using a cox regression model. This analysis is based on a binary score of 0 (under-expression) and 1 (over-expression) for all targets. Table SA8 shows the results of the analysis with the genes ranked according to the hazard ratio:

TABLE SA8 Survival analysis for the 8 genes Age, sex adjusted P TRIM44 Not Dysregulated Reference 0.001 Dysregulated 1.64 (1.21-2.23) SIRT2 Not Dysregulated Reference 0.051 Dysregulated 1.34 (1.00-1.80) WT1 Not Dysregulated 1.32 (0.94-1.86) 0.114 Dysregulated Reference EGFR Not Dysregulated Reference 0.294 Dysregulated 1.26 (0.82-1.92) PAPPS2 Not Dysregulated Reference 0.215 Dysregulated 1.20 (0.90-1.59) DCK Not Dysregulated Reference 0.573 Dysregulated 1.09 (0.82-1.45) MTMR9 Not Dysregulated Reference 0.696 Dysregulated 1.07 (0.77-1.47) NEIL2 Not Dysregulated Reference 0.982 Dysregulated 1.00 (0.77-1.31)

Using the cox regression model, we have determined that TRIM44, SIRT2, WT1, EGFR and PAPS2 have the most significant impact on a patient's survival. DCK, MTMR9 and NEIL2 had borderline impact on the hazard ratio of patients.

This analysis has provided greater insight on the contribution of each gene in predicting the prognosis of patients with oesophageal cancer.

This especially useful signature may be validated in an independent large cohort of patients with oesophageal adenocarcinoma. Paraffin samples from tumour specimens are stained for all 8 targets: that TRIM44, SIRT2, WT1, EGFR, PAPS2, DCK, MTMR9 and NEIL2. This enables validation of the new hybrid gene signature. This enables comparison to, and to determine if it outperforms, the 4 gene signature SIRT2, TRIM44, DCK and PAPS2. The skilled worker may choose which signature(s) to use.

Additional Prognostic Modelling

A Cox Hazard Proportional Model led to the determination of 4 candidate genes with significant hazard ratios or hazard ratios which approached significance: TRIM44, SIRT2 (from the 4 gene signature first described above) and WT1 and EOFR (from the aCGH analysis).

In addition, we found age was another significant risk factor in determining prognosis and was hence taken into account in the prediction model. During the sensitivity analysis, we discovered that there is a possible interaction between these genes and we derived a model to calculate a risk score for each patient to discriminate different prognosis. The formula is as follows: Risk=0.017*AGE+0.800*TRIM44+0.567*SIRT2−0.019*Wt1_ave+0.627*EGFR−0.818*SIRT2*EGFR−0.358*TRIM44*SIRT2−0.415*TRIM44*EGFR+1.082*EGFR*Wt1−0.684*Wt1*TRIM44.

Using this four gene algorithm combined with age, patients were divided into 4 prognostic groups by quartiles of the risk score. The Kaplan-Meier survival curves are shown in FIG. 7 according to quartiles of risk score (Log-rank test: P<0.01).

This signature has the advantage of greater prognostic power than the original 4 gene signature SIRT2, TRIM44, DCK and PAPS2. In addition, patients are more equally divided between the groups, which can also be advantageous.

TABLE 1 List of biomarkers with their associated accession numbers Biomarker Accession Number UBE2D2 NM_181838 NEDD9 (HEF1) NM_006403 TRIM44 NM_017583 DCK NM_000788 PAPSS2 HSS00023134 MNT NM_020310 PLK1 HSS00056704 NEU4 NM_080741 C5AR1 NM_001736 ADCY9 NM_001116 UNC93B1 NM_030930 SIRT2 NM_012237 LPHN3 AK094703 EFCBP1 NM_022351 TSPAN5 NM_005723 TREM2 NM_018965 ITGB6 AL359053 ARTS-1 NM_016442 TCF15 NM_004609 FGD2 NM_173558 WT1 NM_000378.4 EGFR NM_005228.3 Neil2 NM_001135748.1 MTMR9 NM_015458.3

An exemplary TRIM44 sequence is Swiss-Prot Q96DX7 (SEQ ID NO: 17): MASGVGAAFE ELPHDGTCDE CEPDEAPGAE EVCRECGFCY CRRHAEAHRQ KFLSHHLAEY VHGSQAWTPP ADGEGAGKEE AEVKVEQERE IESEAGEESE SEEESESEEE SETEEESEDE SDEESEEDSE EEMEDEQESE AEEDNQEEGE SEAEGETEAE SEFDPEIEME AERVAKRKCP DHGLDLSTYC QEDRQLICVL CPVIGAHQGH QLSTLDEAFE ELRSKDSGGL KAAMIELVER LKFKSSDPKV TRDQMKMFIQ QEFKKVQKVI ADEEQKALBL VDIQEAMATA EVTEILADIQ SHMDRLMTQM AQAKEQLDTS NESAEPKAEG DEEGPSGASE EEDT An exemplary PAPSS2 sequence is Swiss-Prot 095340 (SEQ ID NO: 18): MSGIKKQKTE NQQKSTNVVY QAHHVSRNKR GQWGTRGGF RGCTVWLTGL SGAGKTTISF ALEEYLVSHA IPCYSLDGDN VRHGLNRNLG FSPGDREEMI RRIAEVAKLF ADAGLVCITS FISPFAKDRE NARKIHESAG LPFFEIFVDA PLMICESRDV KGLYKRARAG EIKGFTGIDS DYEKPETPER VLKTNLSTVS DCVHQVVELL QEQNIVPYTI IKDIHELFVP ENKLDHVRAE AETLPSLSIT KLDLQWVQVL SEGHATPLKG FMREKEYLQV MHFDTLLDDG VINMSIPIVL PVSAEDKTRL EGCSKFVLAH GGRRVAILRD AEFYEHMKEE RCSRVWGTTC TKHPHIKMVM ESGDWLVGGD LQVLEKIRWN DGLDQYRLTP LELKQKCKEM NADAVFAFQL RNPVFMGHAL LMQDTRRRLL ERGYKHPVLL LHPLGGWTKD DDVPLDWRMK QHAAVLEEGV LDPKSTIVAI FPSPMLYAGP TEVQWHCRSR MIAGANFYIV GRDPAGMPHP ETKKDLYEPT HGGKVLSMAP GITSVEIIPF RVAAYNKAKK AMDFYDPARH NEFDFISGTR MRKLAREGEN PPBGFMAPKA WKVLTDYYRS LEKN An exemplary SIRT2 sequence is Swiss-Prot Q8IXJ6 (SEQ ID NO: 19): MAEPDPSHPL ETQAGKVQEA QDSDSDSEGG AAGGEADMDF LRNLFSQTLS LGSQKEKLLD ELTLEGVARY MQSERCRRVI CLVGAGISTS AGIPDFRSPS TGLYDNLEKY HLPYPEAIFE ISYFKKHPEP FFALAKELYP GQFKPTICHY FMRLLKDKGL LLRCYTQNID TLERIAGLEQ EDLVEAHGTF YTSHCVSASC RHEYPLSWMK EKXFSEVTPK CEDCQSLVKP DIVFFGESLP ARFFSCMQSD FLKVDLLLVM GTSLQVQPFA SLISKAPLST PRLLIMKEKA GQSDPFLGMI MGLGGGMDFD SKKAYRDVAW LGECDQGCLA IAELLGWKKE LEDLVRREHA SIDAQSGAGV PNPSTSASPK KSPPPAKDEA RTTEREKPQ An exemplary DCK sequence is Swiss-Prot P27707-1 (SEQ ID NO: 20): MATPPKRSCP SFSASSEGTR IKKISIEGNI AAGKSTFVNI LKQLCEDWEV VPEPVARWCN VQSTQDEFEE LTMSQKNGGN VLQMMYEKPE RWSF FQTYA CLSRIRAQLA SLNGKLKDAE KPVLFFERSV YSDRYIFASN LYESECMNET EWTIYQDWHD WMNNQFGQSL ELDGIIYLQA TPETCLHRIY LRGRNEEQGI PLEYLEKLHY KHESWLLHRT LKTNFDYLQE VPILTLDVNE DFKDKYESLV EKVKEFLSTL An exemplary WT1 sequence is RefSeq: NM_000378.4 (SEQ ID NO: 21): MQDPASTCVP EPASQHTLRS GPGCLQQPEQ QGVRDPGGIW ALGAAEASAE RLQGRRSRGA SGSEPQQMGS DVRDLNALLP AVPSLGGGGG CALPVSGAAQ APVLDFAPPG ASAYGSLGGP APPPAPPPPP PPPPHSFIKQ EPSWGGAEPH EQCLSAFTVH FSGQFTGTAG ACRYGPFGPP PPSQASSGQA RMFPNAPYLP SCLESQPAIR NQGYSTVTFD GTPSYGHTPS HHAAQFPNHS FKHEDPMGQQ GSLGEQQYSV PPPVYGCHTP TDSCTGSQAL LLRTPYSSDN LYQMTSQLEC MTWNQNLGAT LKGHSTGYES DNHTTPILCG AQYRIHTHGV FRGIQDVRRV PGVAPTLVRS ASETSEKRPF MCAYPGCNKR YFKLSHLQMH SRKHTGEKPY QCDFKDCERR FSRSDQLKRH QRRHTGVKPF QCKTCQRKFS RSDHLKTHTR THTGEKPFSC RWPSCQFARS DELVRHHNHQ RNMTKLQLAL An exemplary EGFR sequence is RefSeq: NM_005228.3 (SEQ ID NO: 22): MRPSGTAGAA LLALLAALCP ASRALEEKKV CQGTSNKLTQ LGTFEDHFLS LQRMFNNCEV VLGNLEITYV QRNYDLSFLK TIQEVAGYVL IALNTVERIP LENLQIIRGN MYYENSYAIA VLSNYDANKT GLKELPMRNL QEILHGAVRF SNNPALCNVE SIQWRDIVSS DFLSNMSMDF QNHLGSCQKC DPSCPNGSCW GAGEENCQKL TKIICAQQCS GRCRGKSPSD CCHNQCAAGC TGPRESDCLV CRKFRDEATC KDTCPPLMLY NPTTYQMDVN PEGKYSFGAT CVKKCPRNYV VTDHGSCVRA CGADSYEMEE DGVRKCKKCE GPCRKVCNGI GIGEFKDSLS INATNIKHFK NCTSISGDLH ILPVAFRGDS FTHTPPLDPQ ELDILKTVKE ITGFLLIQAP ENRTDLHAFE NLEIIRGRTK QHGQFSLAVV SLNITSLGLR SLKEISDGDV IISGNKNLCY ANTINWKKLF GTSGQKTIIS NRGENSCKAT GQVCHALCSP EGCGPEPRDC VSCRNVSRGR ECVDKCVLLE GEPREFVENS ECIQCHPECL PQAMNITCTG RGPDNCIQCA HYIDGPHCVK TCPAGVMGEN NTLVWKYADA GHVCHLCHPN CTYGCTGPGL EGCPTNGPKI PSIATGMVGA LLLLLVVALG IGLFMRRRHI VRKRTLRRLL QERELVEPLT PSGEAPNQAL LRILKETEFK KIKVLGSGAF GTVYKGLIPE GEKVKIPVAI KELREATSPK ANKEILDEAY VMASVDNPHV CRLLGICLTS TVQLITQLMP FGCLLDYVRE HKDNIGSQYL LNCVQIAKGM NYLEDRRLVH RDLAARNVLV KTPQHVKITD FGLAKLLGAE EKEYHAEGGK VPIKWMALES ILHRIYTHQS DVWSYGVTVW ELMTFGSKPY DGIPASEISS ILEKGERLPQ PPICTIDVYM IMVKCWMIDA DSRPKFRELI IEFSKMARDP QRYLVIQGDE RMHLPSPTDS NFYRALMDEE DMDDVVDADE YLIPQQGFFS SPSTSRTPLL SSLSATSNNS TVACIDRNGL QSCPIKEDSF LQRYSSDPTG ALTEDSIDDT FLPVPEYINQ SVPKRPAGSV QNPVYHNQPL NPAPSRDPHY QDPHSTAVGN PEYLNTVQPT CVNSTFDSPA HWAQKGSHQI SLDNPDYQQD FFPKEAKPNG IFKGSTAENA EYLRVAPQSS EFIGA An exemplary NEIL2 sequence is RefSeq: NM_001135748.1 (SEQ ID NO: 23): MPEGPLVRKF HHLVSPFVGQ QVVKTGGSSK KLQPASLQSL WLQDTQVRLV LHFGGGGFLA FYNCQLSWSS SPVVTPTCDI LSEKFHRGQA LEALGQAQPV CYTLLDQRYF SGLGNIIKNE ALYRAGIHPL SLGSVLSASR REVLVDHVVE FSTAWLQGFQ GRPQHTQVYQ KEQCPAGHQV MKEAFGPEDG LQRLTWWCPQ CQPQLSEEPE QCQFS An exemplary MTMR9 sequence is RefSeq: NM_015458.3 (SEQ ID NO: 24): MEFAELIKTP RVDNVVLHRP FYPAVEGTLC LTGHHLILSS RQDNTEELWL LHSNIDAIDK RFVGSLGTII IKCKDFRIIQ LDIPGMEECL NIASSIEALS TLDSITLMYP FFYRPMFEVI EDGWHSFLPE QEFELYSSAT SEWRLSYVNK EFAVCPSYPP IVTVPKSIDD EALRKVATFR HGGRFPVLSY YHKKNGMVIM RSGQPLTGTN GRRCKEDEKL INATLRAGKR GYIIDTRSLN VAQQTRAKGG GFEQEAHYPQ RRIHKSIERY HILQESLIKL VEACNDQTHN MDRLSKLEAS NWLTHIKEIL TTACLAAQCI DREGASILIH GTEGTDSTLQ VTSLAQIILE PRSRTIRGFE ALIEREWLQA GHPFQQRCAQ SAYCNTKQKW EAPVFLLFLD CVWQILRQFP CSFEFNENFL IMLFEHAYAS QFGTFLGNNE SERCKLLQQK TMSLWSWVNQ PSELSKFTNP LFEANNLVIW PSVAPQSLPL WEGIFLRWNR SSKYLDEAYE EMVNIIEYNK ELQAKVNILR RQLAELETED GMQESP

TABLE 2 Clinical and pathological characteristics of the patients included in the generation and validation datasets. Comparisons between groups carried out using the χ^(2L) test unless indicated otherwise Generation Dataset Validation dataset Degrees (n = 75) (n = 371) Test of Number % Number % Statistic Freedom P Sex Male 47 62 296 80 χ^(2L) = 9.07 1  0.0026 Female 28 37 76 20 Median Age 67 Range 66 Range   U = 7798  0.733 § 35-81 29-88 Siewert Type I/ 36 47 260 70 χ^(2L) = 24.3 3 <0.0001 Classification Esophageal Type II/ 8 11 34 9 Junctional Type III/ 19 25 64 17 Gastric Unknown 12 17 13 4 Chemotherapy Yes 4 5 143 39  χ^(2L) = 81.41 2 <0.0001 No 71 93 140 38 Unknown 0 0 88 24 Differentiation Well 7 9 26 7  χ^(2L) = 24.51 3 <0.0001 Moderate 31 41 90 24 Poor 37 49 184 50 Unknown 0 0 71 19 T-stage T1 5 7 24 7 χ^(2L) = 6.63 4 0.16  T2 17 23 49 13 T3 39 52 225 61 T4 1 1 18 5 Unknown 13 17 55 15 N-stage N0 14 19 94 25 χ^(2L) = 1.58 2 0.45  N1 48 64 222 60 Unknown 13 17 55 15 M-stage M0 59 78 270 73 χ^(2L) = 1.25 2 0.54  M1 3 4 15 4 Unknown 13 17 86 23 Median follow All patients 20 months Range 17 months Range   U = 10817  0.30 § up 0.5-137 0.5-193 Survivors 89 months Range 57 months Range  U = 282  0.001 § 66-137 12-137 ‡Mann-Whitney U test

TABLE 3 A list of the sources for antibodies used in the study and the conditions used for optimum staining. Product BOND Immunohistochemistry Target Number Antibody Source Conditions C5AR1 Ab12962 Abcam Plc 1/300 Dilution 232 Cambridge Science Park, IHC protocol F + DAB Cambridge, CB4 0 FW, UK Enhancer HIER Epitope Retrieval Solution 2 for 30 minutes PLK-1 PAB2309 A bnova GmbH 1/25 Dilution c/o EMBLEM IHC protocol F + DAB Boxbergring 107 Enhancer 69126 Heidelberg HIER Epitope Retrieval Germany Solution 2 for 30 minutes MNT Ab53487 Abcam Plc, 1/10 Dilution 232 Cambridge Science Park, IHC protocol F + DAB Cambridge, CB4 0FW, UK Enhancer HIER Epitope Retrieval Solution 2 for 30 minutes DCK LS-B 852/16035 LifeSpan Biosciences, Inc. 1/10 Dilution 2401 Fourth Avenue IHC protocol F+ DAB Suite 900, Seattle, WA 98121, Enhancer USA HIER Epitope Retrieval Solution 2 for 30 minutes PAPSS2 Ab56393 Abcam Plc, 1/600 Dilution 232 Cambridge Science Park, IHC protocol F + DAB Cambridge, CB4 0FW, UK Enhancer HIER Epitope Retrieval Solution 1 for 30 minutes SIRT2 HPA011165 Atlas Antibodies AB, 1/100 Dilution Albanova University Center, SE IHC protocol F 106 91, Stockholm, Sweden HIER Epitope Retrieval Solution 2 for 30 minutes TRIM44 11511-1-AP Protein Tech Group, Inc. 1/50 Dilution 2201 W. Campbell Park Dr. IHC protocol F + DAB Chicago, IL 60612, USA Enhancer HIER Epitope Retrieval Solution 1 for 30 minutes UBE2D2 H00007322- Abnova GmbH 1/200 Dilution M02 c/o EMBLEM IHC protocol F + DAB Boxbergring 107 Enhancer 69126 Heidelberg HIER Epitope Retrieval Germany Solution 1 for 30 minutes

TABLE 4 Median survival with 95% confidence interval of patients in the internal validation dataset with and without dysregulation of DCK, PAPSS2, SIRT2, and TRIM44. P-values calculated using the log rank (Mantel-Cox) test Median Survival Median Survival if Test Degrees of Target if dysregulated not dysregulated Statistic Freedom P-value DCK  9.9 months 18.2 months x²⁰ = 4.46 1 0.035 (95% Cl 5.0-14.8) (95% Cl 0.6-35.7) PAPSS2  7.8 months 31.2 months x²⁰ = 12.11 1 0.001 (95% CI 0-64.5) SIRT2 17.0 months 25.0 months x²⁰ = 3.97 1 0.046 (95% CI 8.6-25.4) (95% CI 0.0-63.3) TRIM44 11.6 months 27.2 months x²⁰ = 3.35 1 0.063 (95% CI 1.8-21.3) (95% CI 13.3-41.1)

TABLE 5 Backwards stepwise Cox regression with differentiation, existing TNM system, neurovascular invasion, resection margin status and the four gene TRIM44, SIRT2, PAPPS2 and DCK signature entered into the model. The T-stage, N-stage and the four gene signature remain in the 5 final model (Step 5) 95.0% CI for Hazard Hazard Ratio Feature Comparison Significance Ratio Lower Upper Step 1 Differentiation Overall 0.546 Moderate y ν Well 0.968 0.986 0.490 1.984 Poorly ν Well 0.496 1.296 0.652 2.421 T-stage Overall 0.005 T2 ν T1 0.176 2.467 0.666 9.139 T3 νT1 0.283 3.077 0.865 10.945 T4 ν T1 0.801 17.136 3.159 92.978 N-stage N1 ν N0 0.001 2.973 1.573 5.621 M-stage M1 ν M0 0.642 0.713 0.172 2.960 Neurovascular Invasion Invasion ν None 0.578 1.140 0.718 1.809 Resection margin status R1 ν R0 0.786 1.065 0.676 1.673 3 Gene Signature Overall 0.006 1/3 ν 0/3 Genes Dysregulated 0.016 3.018 1.225 7.435 2-3/3 ν 0/3 Gene Dysregulated 0.002 4.131 1.699 10.045 Step 2 Differentiation Overall 0.946 Moderate y ν Well 0.940 0.974 0.486 1.948 Poorly ν Well 0.511 1.244 0.648 2.390 T-stage Overall 0.002 T2 ν T1 0.168 2.505 0.679 9.235 T3 ν T1 0.071 3.169 0.908 11.068 T4 ν T1 0.001 18.193 3.549 93.254 N-stage N1 ν N0 0.001 2.979 1.575 5.632 M-stage M1 ν M0 0.653 0.722 0.174 2.986 Neurovascular Invasion Invasion ν None 0.572 1.143 0.720 1.813 3 Gene Signature Overall 0.005 1/3 ν 0/3 Genes Dysregulated 0.016 3.034 1.232 7.469 2-3/3 ν 0/3 Genes Dysregulated Step 3 Differentiation Overall 0.544 Moderate y ν Well 0.945 0.976 0.488 1.952 Poorly ν Well 0.506 1.248 0.650 2.396 T-stage Overall 0.002 T2 ν T1 0.165 2.517 0.683 9.275 T3 ν T1 0.071 3.161 0.905 11.042 T4 ν T1 0.000 18.336 3.577 93.985 N-stage N1 ν N0 0.001 2.987 1.568 5.613 Neurovascular Invasion Invasion ν None 0.604 1.129 0.713 1.789 3 Gene Signature Overall 0.205 1/3 ν 0/3 Genes Dysregulated 0.017 2.987 1.215 7.341 2-3 ν 0/3 Genes Dysregulated 0.001 4.175 1.729 10.083 Step 4 Differentiation Overall 0.505 Moderate y ν Well 0.992 1.003 0.506 1.989 Poorly ν Well 0.436 1.290 0.679 2.449 T-stage Overall 0.002 T2 ν T1 0.163 2.529 0.686 9.318 T3 ν T1 0.060 3.294 0.952 11.394 T4 ν T1 0.001 18.037 3.524 92.334 N-stage N1 ν N0 0.001 3.011 1.593 5.690 3 Gene Signature Overall 0.005 1/3 ν 0/3 Genes Dysregulated 0.020 2.891 1.185 7.001 2-3/3 ν 0/3 Genes Dysregulated 0.002 4.110 1.708 9.893 Step 5 T-stage Overall 0.001 T2 ν T1 0.099 2.862 0.821 9.974 T3 ν T1 0.035 3.628 1.094 12.027 T4 ν T1 0.000 21.188 4.358 103.008 N-stage N1 ν N0 0.001 3.042 1.613 5.735 3 Gene Signature Overall 0.003 1/3 ν 0/3 Genes Dysregulated 0.010 3.110 1.309 7.388 2-3/3 ν 0/3 Genes Dysregulated 0.001 4.321 1.816 10.282

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The invention claimed is:
 1. An immunohistochemical assay for predicting the clinical outcome for a patient having oesophageal and/or gastro-oesophageal junctional (GOJ) adenocarcinoma, the assay comprising the steps of: (a) obtaining a sample of tumor cells from said patient; (b) contacting said tumor cells with at least two antibody preparations, each antibody preparation being specific for one of at least two polypeptide biomarkers, wherein the at least two polypeptide biomarkers comprise: (i) SIRT2 and at least one of TRIM44, EGFR, and WT1, wherein the antibody preparation specific for SIRT2 comprises HPA011165 or (ii) TRIM44 and at least one of SIRT2, EGFR, and WT1, wherein the antibody preparation specific for TRIM44 comprises 11511-1-AP; (c) detecting an expression level of said at least two polypeptide biomarkers of said tumor cells based on the contacting in step (b); (d) comparing the expression level of said at least two polypeptide biomarkers in step (c) with a reference standard for each of said at least two polypeptide biomarkers; (e) identifying dysregulation characterized by an at least 1.3 fold higher level of expression of TRIM44, SIRT2 and/or EGFR, and/or an at least 1.3 fold lower level of expression of WT1, as compared with a reference standard for each of said at least two polypeptide biomarkers; and (f) predicting the clinical outcome of the patient based on said dysregulation, wherein dysregulation of said at least two polypeptide biomarkers as identified in step (e) is positively correlated with poor prognosis of 5-year survival of oesophageal and/or GOJ adenocarcinoma.
 2. The immunohistochemical assay of claim 1, wherein one of said at least two polypeptide biomarkers has an amino acid sequence selected from the group consisting of SEQ ID NO:17 (TRIM44), SEQ ID NO:19 (SIRT2), SEQ ID NO:22 (EGFR), and SEQ ID NO:21 (WT1).
 3. The immunohistochemical assay of claim 1, wherein each of said reference standards is selected from the group consisting of: an expression level value from a cell sample obtained from at least one subject that does not have oesophageal and/or GOJ adenocarcinoma measured in parallel with the tumor cell sample for expression of said at least two polypeptide biomarkers, an expression level value for said at least two polypeptide biomarkers measured previously in at least one cell sample taken from at least one subject that does not have oesophageal and/or GOJ adenocarcinoma, and a set of expression level values for said at least two polypeptide biomarkers measured over time as a mean.
 4. A method for determining poor prognosis of 5-year survival of oesophageal and/or GOJ adenocarcinoma for a patient having oesophageal and/or GOJ adenocarcinoma, the method comprising the steps of: (a) obtaining a sample of tumor cells from said patient; (b) contacting said tumor cells with at least two antibody preparations, each antibody preparation being specific for one of at least two polypeptide biomarkers, wherein the at least two polypeptide biomarkers comprise: (i) SIRT2 and at least one of TRIM44, EGFR, and WT1, wherein the antibody preparation specific for SIRT2 comprises HPA011165 or (ii) TRIM44 and at least one of SIRT2, EGFR, and WT1, wherein the antibody preparation specific for TRIM44 comprises 11511-1-AP; (c) detecting an expression level of said at least two of said polypeptide biomarkers of said tumor cells based on the contacting in step (b); (d) identifying dysregulation characterized by an at least 1.3 fold higher level of expression of TRIM44, SIRT2 and/or EGFR, and/or an at least 1.3 fold lower level of expression of WT1, as compared with a reference standard for each of said at least two polypeptide biomarkers; (e) determining the clinical outcome of the patient based on said dysregulation, wherein dysregulation of said at least two polypeptide biomarkers is positively correlated with poor prognosis of 5-year survival of oesophageal and/or GOJ adenocarcinoma; and (f) selecting a treatment for said patient based on prognosis of 5-year survival of oesophageal and/or GOJ adenocarcinoma.
 5. The method of claim 4, wherein one of said at least two polypeptide biomarkers has an amino acid sequence selected from the group consisting of SEQ ID NO:17 (TRIM44), SEQ ID NO:19 (SIRT2), SEQ ID NO:22 (EGFR), and SEQ ID NO:21 (WT1).
 6. The method of claim 4, wherein each of said reference standards is selected from the group consisting of: an expression level value from a cell sample obtained from at least one subject that does not have oesophageal and/or GOJ adenocarcinoma measured in parallel with the tumor cell sample for expression of said at least two polypeptide biomarkers, an expression level value for said at least two polypeptide biomarkers measured previously in at least one cell sample taken from at least one subject that does not have oesophageal and/or GOJ adenocarcinoma, and a set of expression level values for said at least two polypeptide biomarkers measured over time as a mean.
 7. The method of claim 4, wherein said at least two antibody preparations comprise antibodies bound to a solid substrate.
 8. The method of claim 4, wherein said at least two antibody preparations are in liquid phase.
 9. The method of claim 4, wherein said tumor cells are disposed on a tissue array.
 10. The method of claim 4, wherein said tumor cells are lysed and, optionally, the cell contents are extracted. 